State BrokerCheck inventory · July 2026

Oregon broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Oregon ranks #33 of 56 by registered-firm inventory (13) and #34 of 56 by aggregate disclosure load (24), then #25 of 33 on disclosures-per-firm and #14 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#33
of 56 by firm inventory
13
registered firms
24
disclosures on file
1.8
avg disclosures / firm

Oregon at a glance

According to FINRA BrokerCheck as of July 2026, Oregon ranks #33 of 56 by registered-firm inventory (13) and #34 of 56 by aggregate disclosure load (24), then #25 of 33 on disclosures-per-firm and #14 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#33 of 56
registered-firm inventory
#34 of 56
aggregate disclosure load
#25 of 33
disclosures per firm (≥10 firms)
#14 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Oregon sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Oregon vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

2 a lower disclosures-per-firm load than 24% of 33 floor-qualified states

0–2: 10 floor-qualified states (30%). This entry sits in this band. 2–4: 9 floor-qualified states (27%). Above this entry. 4–6: 8 floor-qualified states (24%). Above this entry. 6–8: 1 floor-qualified states (3%). Above this entry. 8–10: 1 floor-qualified states (3%). Above this entry. 10–12: 0 floor-qualified states (0%). Above this entry. 12–14: 2 floor-qualified states (6%). Above this entry. 14–16: 0 floor-qualified states (0%). Above this entry. 16–18: 0 floor-qualified states (0%). Above this entry. 18–20: 1 floor-qualified states (3%). Above this entry. 20–22: 0 floor-qualified states (0%). Above this entry. 22–24: 0 floor-qualified states (0%). Above this entry. 24–26: 0 floor-qualified states (0%). Above this entry. 26–28: 0 floor-qualified states (0%). Above this entry. 28–30: 0 floor-qualified states (0%). Above this entry. 30–32: 0 floor-qualified states (0%). Above this entry. 32–34: 0 floor-qualified states (0%). Above this entry. 34–36: 1 floor-qualified states (3%). Above this entry. Oregon 0 36 every state with ≥10 graded firms, bucketed by value

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 13 graded firms

FINRA BrokerCheck size classes in Oregon. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

13
Registered Firms
8
Clean Record (Grade A)
24
Total Disclosures
1.8
Avg Disclosures / Firm

Grade Distribution

How Oregon's 13 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (8)8 firmsB, low (4)4 firmsC, typical (1)1 firmD, elevated (0)0 firmsF, heaviest (0)0 firms
Grade breakdown of 13 graded firms headquartered in Oregon

Firms by Disclosure Count

#FirmDisclosuresOfficesGrade
1Steward Partners Investment Solutions, LLCPortland1489C
2M Holdings Securities, Inc.Portland5193B
3MSC - BD, LLCLake Oswego22B
4Somerset Securities, Inc.Portland23B
5First Securities Northwest, Inc.Milwaukie12B
6Alkali Partners, LLC.Beaverton02A
7HapiPortland02A
8Investment Visa Consultants, LLCLake Oswego02A
9JWTT Inc.Bend04A
10Liberty Capital Investment CorporationPortland05A
11M Financial Securities Marketing, Inc.Portland03A
12Pacific Coast Capital, LLCLake Oswego03A
13Stancorp Equities, Inc.Portland04A

Lower disclosures per firm

Oregon's cooler per-firm intensity

Oregon ranks #25 of 33 on disclosures-per-firm (1.8) - cooler third among ≥10-firm states.

Oregon averages 1.8 disclosures per firm (#25 of 33 among ≥10-firm states) - cooler intensity band. Graded inventory: 8 A / 4 B / 1 C / 0 D / 0 F (61.5% clean, 0.0% D or F). Largest disclosure count in-state: Steward Partners Investment Solutions, LLC (14 events, Grade C).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations . This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Oregon sit among states by BrokerCheck disclosure load?
According to FINRA BrokerCheck as of July 2026, Oregon ranks #33 of 56 by registered-firm inventory (13) and #34 of 56 by aggregate disclosure load (24), then #25 of 33 on disclosures-per-firm and #14 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board. Aggregate disclosure load is not a judgment of the state's regulators or of any individual firm.
How many broker-dealer firms are registered in Oregon?
Oregon has 13 actively registered broker-dealer firms on FINRA BrokerCheck, of which 8 (61.5%) hold a clean Grade-A record with no reportable disclosures.
Which Oregon broker-dealer has the most FINRA disclosures?
Steward Partners Investment Solutions, LLC leads Oregon's listing with 14 BrokerCheck disclosures across 89 offices (Grade C). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read Oregon's safety grades?
On Oregon's lighter-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official Oregon broker data?
Yes. Oregon's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All Oregon Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Oregon. Oregon ranks #33 by firm inventory and #34 by disclosure load in the PlainAdvisorCheck extract as of July 2026.