Broker-Dealer Firms
13 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alkali Partners, LLC. CRD: 299064 | OR | 0 | 2 | A | Active |
| First Securities Northwest, Inc. CRD: 14627 | OR | 1 | 2 | B | Active |
| Hapi CRD: 311868 | OR | 0 | 2 | A | Active |
| Investment Visa Consultants, LLC CRD: 169254 | OR | 0 | 2 | A | Active |
| JWTT Inc. CRD: 299410 | OR | 0 | 4 | A | Active |
| Liberty Capital Investment Corporation CRD: 25706 | OR | 0 | 5 | A | Active |
| M Financial Securities Marketing, Inc. CRD: 139304 | OR | 0 | 3 | A | Active |
| M Holdings Securities, Inc. CRD: 43285 | OR | 5 | 193 | B | Active |
| MSC - BD, LLC CRD: 142927 | OR | 2 | 2 | B | Active |
| Pacific Coast Capital, LLC CRD: 304602 | OR | 0 | 3 | A | Active |
| Somerset Securities, Inc. CRD: 2493 | OR | 2 | 3 | B | Active |
| Stancorp Equities, Inc. CRD: 19517 | OR | 0 | 4 | A | Active |
| Steward Partners Investment Solutions, LLC CRD: 1254 | OR | 14 | 89 | C | Active |