CRD #282710 · FINRA BrokerCheck + SEC IAPD

Arkadios Capital

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Arkadios Capital ranks #2,559 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #12 of 58 on the same disclosure sort used on the state browse page. Arkadios Capital carries 2 BrokerCheck disclosures across 89 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
89
branch offices
2
disclosures
#2,559 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 282710 Arkadios Capital

Arkadios Capital · Grade B · 2 disc · 0.02/office · Mid-sized firm

  • CRD 282710
  • GRADE B
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 89
  • PER-OFF 0.02
  • RANK #2,559 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Nations Financial Group, Inc. (0.02 disc/office)

Nations Financial Group…0.02Innovation Partners LLC0.02Metlife Investors Distr…0.02Arkadios Capital (this)0.02
Disclosures per office among mid-sized firm peers (lower is cleaner)

Arkadios Capital ranks #2,559 of 20,055 by disclosure count among graded broker-dealers; light load at 0.02 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

89 offices

FINRA: Medium firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

0.02 per office

2 ÷ 89 offices

Arkadios Capital vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 96% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for Arkadios Capital reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Atlanta, GA
CRD Number
282710

Lower disclosures per office

Arkadios Capital in the heavier-disclosure third

Arkadios Capital carries 2 BrokerCheck disclosures across 89 branch offices - a heavier-third raw book among graded firms (#2,559 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

Arkadios Capital runs 0.02 disclosures per branch office (cleaner than 96% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Arkadios Capital's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Georgia cohort · 0.77× state average

Arkadios Capital tracks near the Georgia disclosure average

Arkadios Capital reports 2 BrokerCheck disclosures, about 0.77× the Georgia average of 2.6 across 58 graded firms.

In Georgia, 38 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Georgia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Arkadios Capital sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Arkadios Capital ranks #2,559 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #12 of 58 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Arkadios Capital?
A grade of B reflects Arkadios Capital's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 2 total disclosures across 89 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Arkadios Capital have?
Arkadios Capital has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Arkadios Capital?
Arkadios Capital operates 89 branch offices and is classified by FINRA as a medium firm, registered in GA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Arkadios Capital's disciplinary record?
You can verify Arkadios Capital's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 282710. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Arkadios Capital because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Arkadios Capital carries 2 disclosures across 89 branch offices (about 0.02 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Arkadios Capital, both outside GA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.