State BrokerCheck inventory · July 2026

Georgia broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Georgia ranks #10 of 56 by registered-firm inventory (58) and #16 of 56 by aggregate disclosure load (150), then #19 of 33 on disclosures-per-firm and #12 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

Compiled by PlainAdvisorCheck

#10
of 56 by firm inventory: 58
registered firms: 150
disclosures on file: 2.6
avg disclosures / firm

Georgia at a glance

#10 of 56
registered-firm inventory: #16 of 56
aggregate disclosure load: #19 of 33
disclosures per firm (≥10 firms): #12 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Georgia sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Georgia vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

3 a lower disclosures-per-firm load than 42% of 33 floor-qualified states

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 58 graded firms

FINRA BrokerCheck size classes in Georgia. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

Large 3 firms (5%) Medium 3 firms (5%) Small 52 firms (90%)

Registered Firms

Clean Record (Grade A)

150

Total Disclosures

2.6

Avg Disclosures / Firm

Grade Distribution

How Georgia's 58 graded broker-dealers split across the size-normalized A-F safety scale.

Grade breakdown of 58 graded firms headquartered in Georgia

Firms by Disclosure Count

#	Firm	Disclosures	Offices	Grade
1	Truist Investment Services, Inc.Atlanta	28	2,629	B
2	PFS Investments Inc.Duluth	24	5,538	B
3	Truist Securities, Inc.Atlanta	23	25	C
4	Smith, Brown & Groover, Inc.Macon	17	3	D
5	First Commonwealth Securities CorporationAtlanta	12	1	D
6	Synovus Securities, Inc.Columbus	12	103	B
7	Cape Securities Inc.Mcdonough	5	9	B
8	Tradepro Securities, LLC.Lawrenceville	5	4	B
9	Carter, Terry & Company, Inc.Atlanta	4	11	B
10	Security Capital Brokerage, Inc.Atlanta	4	2	B
11	U.S. Brokerage, Inc.Alpharetta	3	7	B
12	Arkadios CapitalAtlanta	2	89	B
13	DAI Securities, LLCAtlanta	2	39	B
14	Enerecap Partners, LLCAtlanta	2	2	B
15	Register Financial Associates, Inc.Atlanta	2	2	B
16	Metric Financial, LLCAtlanta	1	5	B
17	Redrock Trading Partners, LLCAugusta	1	2	B
18	Regions Securities LLCAtlanta	1	8	B
19	THE Strategic Financial Alliance, Inc.Atlanta	1	66	B
20	Wall Street Capital CorporationMcdonough	1	2	B
21	Allen, Mooney & Barnes Brokerage Services, LLCThomasville	0	5	A
22	American Global Wealth Management, Inc.Mcdonough	0	17	A
23	Arkap Markets, LLCAtlanta	0	4	A
24	Brookwood Associates, L.L.C.Atlanta	0	2	A
25	BSG Securities, LLCAtlanta	0	2	A
26	Cannon Securities, Inc.Athens	0	2	A
27	Caymus Securities LLCAtlanta	0	3	A
28	Croft & Bender, LPAtlanta	0	2	A
29	Executive Services Securities, LLCAtlanta	0	3	A
30	Fifth Wall Securities, LPAtlanta	0	2	A
31	Genesis Capital, LLCAtlanta	0	2	A
32	H & L Equities, LLCAtlanta	0	2	A
33	Hedge PROKennesaw	0	2	A
34	High Hill Securities, LLCGreensboro	0	2	A
35	Intellivest Securities, Inc.Riverdale	0	3	A
36	Katama Securities LLCAlpharetta	0	3	A
37	Kindling MBD LLCChamblee	0	1	A
38	Kurt Salmon Capital Advisors, LLCAtlanta	0	2	A
39	Mazzone & Associates, LLCAtlanta	0	2	A
40	Mensura Securities, LLCAtlanta	0	2	A
41	Mezzo, Inc.Atlanta	0	2	A
42	MFG Securities, LLCAlpharetta	0	3	A
43	Nextgen Capital Markets, LLCAtlanta	0	2	A
44	Nortlov Securities LLCMcdonough	0	2	A
45	Omega Point Securities LLCAtlanta	0	2	A
46	P2 Corporate Finance, LLCAtlanta	0	2	A
47	Peachcap Securities, Inc.Atlanta	0	6	A
48	Peachtree PC Investors, LLCAtlanta	0	4	A
49	Primerica Brokerage Services, Inc.Duluth	0	2	A
50	Reagan Securities, Inc.Atlanta	0	2	A

Dense registered-firm inventory

Georgia in the denser-inventory third

Georgia ranks #10 of 56 by BrokerCheck firm count (58 firms) - denser third of the board.

Georgia sits in the denser third by registered-firm inventory (#10 of 56, 58 firms) as of July 2026. Graded inventory: 38 A / 17 B / 1 C / 2 D / 0 F (65.5% clean, 3.4% D or F). Heaviest raw book in-state: Truist Investment Services, Inc. (28 disclosures across 2,629 offices).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations - large multistate HQs in Georgia can lift statewide totals without describing every local office. This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Georgia sit among states by BrokerCheck disclosure load?

Georgia is in the heavier third by aggregate disclosure load (#16 of 56, 150 events) while inventory ranks #10 of 56. Aggregate load is not a judgment of regulators or any firm.

How many broker-dealer firms are registered in Georgia?

Georgia registers 58 BrokerCheck firms (#10 denser-third inventory). 38 (65.5%) hold a clean Grade-A record.

Which Georgia broker-dealer has the most FINRA disclosures?

Truist Investment Services, Inc. leads Georgia's listing with 28 BrokerCheck disclosures across 2,629 offices (Grade B). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.

How should I read Georgia's safety grades?

On Georgia's heavier-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.

Is this official Georgia broker data?

Yes. Georgia's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.

All Georgia Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Georgia. Georgia ranks #10 by firm inventory and #16 by disclosure load in the PlainAdvisorCheck extract as of July 2026.

Compiled by PlainAdvisorCheck, Independent data publisher