State BrokerCheck inventory · July 2026

Georgia broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Georgia ranks #10 of 56 by registered-firm inventory (58) and #16 of 56 by aggregate disclosure load (150), then #19 of 33 on disclosures-per-firm and #12 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#10
of 56 by firm inventory
58
registered firms
150
disclosures on file
2.6
avg disclosures / firm

Georgia at a glance

According to FINRA BrokerCheck as of July 2026, Georgia ranks #10 of 56 by registered-firm inventory (58) and #16 of 56 by aggregate disclosure load (150), then #19 of 33 on disclosures-per-firm and #12 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#10 of 56
registered-firm inventory
#16 of 56
aggregate disclosure load
#19 of 33
disclosures per firm (≥10 firms)
#12 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Georgia sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Georgia vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

3 a lower disclosures-per-firm load than 42% of 33 floor-qualified states

0–2: 10 floor-qualified states (30%). Below this entry. 2–4: 9 floor-qualified states (27%). This entry sits in this band. 4–6: 8 floor-qualified states (24%). Above this entry. 6–8: 1 floor-qualified states (3%). Above this entry. 8–10: 1 floor-qualified states (3%). Above this entry. 10–12: 0 floor-qualified states (0%). Above this entry. 12–14: 2 floor-qualified states (6%). Above this entry. 14–16: 0 floor-qualified states (0%). Above this entry. 16–18: 0 floor-qualified states (0%). Above this entry. 18–20: 1 floor-qualified states (3%). Above this entry. 20–22: 0 floor-qualified states (0%). Above this entry. 22–24: 0 floor-qualified states (0%). Above this entry. 24–26: 0 floor-qualified states (0%). Above this entry. 26–28: 0 floor-qualified states (0%). Above this entry. 28–30: 0 floor-qualified states (0%). Above this entry. 30–32: 0 floor-qualified states (0%). Above this entry. 32–34: 0 floor-qualified states (0%). Above this entry. 34–36: 1 floor-qualified states (3%). Above this entry. Georgia 0 36 every state with ≥10 graded firms, bucketed by value

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 58 graded firms

FINRA BrokerCheck size classes in Georgia. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

58
Registered Firms
38
Clean Record (Grade A)
150
Total Disclosures
2.6
Avg Disclosures / Firm

Grade Distribution

How Georgia's 58 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (38)38 firmsB, low (17)17 firmsC, typical (1)1 firmD, elevated (2)2 firmsF, heaviest (0)0 firms
Grade breakdown of 58 graded firms headquartered in Georgia

Firms by Disclosure Count

# Firm DisclosuresOfficesGrade
1 Truist Investment Services, Inc. Atlanta 28 2,629 B
2 PFS Investments Inc. Duluth 24 5,538 B
3 Truist Securities, Inc. Atlanta 23 25 C
4 Smith, Brown & Groover, Inc. Macon 17 3 D
5 First Commonwealth Securities Corporation Atlanta 12 1 D
6 Synovus Securities, Inc. Columbus 12 103 B
7 Cape Securities Inc. Mcdonough 5 9 B
8 Tradepro Securities, LLC. Lawrenceville 5 4 B
9 Carter, Terry & Company, Inc. Atlanta 4 11 B
10 Security Capital Brokerage, Inc. Atlanta 4 2 B
11 U.S. Brokerage, Inc. Alpharetta 3 7 B
12 Arkadios Capital Atlanta 2 89 B
13 DAI Securities, LLC Atlanta 2 39 B
14 Enerecap Partners, LLC Atlanta 2 2 B
15 Register Financial Associates, Inc. Atlanta 2 2 B
16 Metric Financial, LLC Atlanta 1 5 B
17 Redrock Trading Partners, LLC Augusta 1 2 B
18 Regions Securities LLC Atlanta 1 8 B
19 THE Strategic Financial Alliance, Inc. Atlanta 1 66 B
20 Wall Street Capital Corporation Mcdonough 1 2 B
21 Allen, Mooney & Barnes Brokerage Services, LLC Thomasville 0 5 A
22 American Global Wealth Management, Inc. Mcdonough 0 17 A
23 Arkap Markets, LLC Atlanta 0 4 A
24 Brookwood Associates, L.L.C. Atlanta 0 2 A
25 BSG Securities, LLC Atlanta 0 2 A
26 Cannon Securities, Inc. Athens 0 2 A
27 Caymus Securities LLC Atlanta 0 3 A
28 Croft & Bender, LP Atlanta 0 2 A
29 Executive Services Securities, LLC Atlanta 0 3 A
30 Fifth Wall Securities, LP Atlanta 0 2 A
31 Genesis Capital, LLC Atlanta 0 2 A
32 H & L Equities, LLC Atlanta 0 2 A
33 Hedge PRO Kennesaw 0 2 A
34 High Hill Securities, LLC Greensboro 0 2 A
35 Intellivest Securities, Inc. Riverdale 0 3 A
36 Katama Securities LLC Alpharetta 0 3 A
37 Kindling MBD LLC Chamblee 0 1 A
38 Kurt Salmon Capital Advisors, LLC Atlanta 0 2 A
39 Mazzone & Associates, LLC Atlanta 0 2 A
40 Mensura Securities, LLC Atlanta 0 2 A
41 Mezzo, Inc. Atlanta 0 2 A
42 MFG Securities, LLC Alpharetta 0 3 A
43 Nextgen Capital Markets, LLC Atlanta 0 2 A
44 Nortlov Securities LLC Mcdonough 0 2 A
45 Omega Point Securities LLC Atlanta 0 2 A
46 P2 Corporate Finance, LLC Atlanta 0 2 A
47 Peachcap Securities, Inc. Atlanta 0 6 A
48 Peachtree PC Investors, LLC Atlanta 0 4 A
49 Primerica Brokerage Services, Inc. Duluth 0 2 A
50 Reagan Securities, Inc. Atlanta 0 2 A

Dense registered-firm inventory

Georgia in the denser-inventory third

Georgia ranks #10 of 56 by BrokerCheck firm count (58 firms) - denser third of the board.

Georgia sits in the denser third by registered-firm inventory (#10 of 56, 58 firms) as of July 2026. Graded inventory: 38 A / 17 B / 1 C / 2 D / 0 F (65.5% clean, 3.4% D or F). Heaviest raw book in-state: Truist Investment Services, Inc. (28 disclosures across 2,629 offices).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations - large multistate HQs in Georgia can lift statewide totals without describing every local office. This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Georgia sit among states by BrokerCheck disclosure load?
Georgia is in the heavier third by aggregate disclosure load (#16 of 56, 150 events) while inventory ranks #10 of 56. Aggregate load is not a judgment of regulators or any firm.
How many broker-dealer firms are registered in Georgia?
Georgia registers 58 BrokerCheck firms (#10 denser-third inventory). 38 (65.5%) hold a clean Grade-A record.
Which Georgia broker-dealer has the most FINRA disclosures?
Truist Investment Services, Inc. leads Georgia's listing with 28 BrokerCheck disclosures across 2,629 offices (Grade B). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read Georgia's safety grades?
On Georgia's heavier-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official Georgia broker data?
Yes. Georgia's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All Georgia Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Georgia. Georgia ranks #10 by firm inventory and #16 by disclosure load in the PlainAdvisorCheck extract as of July 2026.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.