CRD #6271 · FINRA BrokerCheck + SEC IAPD

Truist Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Truist Securities, Inc. ranks #260 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #3 of 58 on the same disclosure sort used on the state browse page. Truist Securities, Inc. carries 23 BrokerCheck disclosures across 25 branch offices - moderate load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
25
branch offices
23
disclosures
#260 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6271 Truist Securities, Inc.

Truist Securities, Inc. · Grade C · 23 disc · 0.92/office · Mid-sized firm

  • CRD 6271
  • GRADE C
  • DISC 23
  • REG 22
  • ARB 1
  • CIV 0
  • BRANCH 25
  • PER-OFF 0.92
  • RANK #260 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Ingalls & Snyder, LLC (0.90 disc/office)

Ingalls & Snyder, LLC0.90Hilltop Securities Inc.0.90Moors & Cabot, Inc.0.89Truist Securities, … (this)0.92
Disclosures per office among mid-sized firm peers (lower is cleaner)

Truist Securities, Inc. ranks #260 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.92 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

25 offices

FINRA: Large firm

Total disclosures

23 events

On FINRA BrokerCheck

Regulatory events

22 actions

96% of all disclosures

Disclosures per office

0.92 per office

23 ÷ 25 offices

Truist Securities, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 35% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). This entry sits in this band. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 22
Arbitrations 1
Civil Events 0
Total 23

Counts for Truist Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 22 Arbitration 1 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Atlanta, GA
CRD Number
6271

Regulator-heavy mix

Truist Securities, Inc. in the heavier-disclosure third

Truist Securities, Inc. carries 23 BrokerCheck disclosures across 25 branch offices - a heavier-third raw book among graded firms (#260 of 20,055). Regulator-initiated events are 96% of the book (22 regulatory / 1 arbitration / 0 civil).

96% of Truist Securities, Inc.'s 23 disclosures are regulator-initiated (22 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Truist Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Georgia cohort · 8.89× state average

Truist Securities, Inc. sits above the Georgia disclosure average

Truist Securities, Inc. reports 23 BrokerCheck disclosures, 8.89× the Georgia average of 2.6 across 58 graded firms with a principal-office state on file.

In Georgia, 38 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Georgia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Truist Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Truist Securities, Inc. ranks #260 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #3 of 58 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Truist Securities, Inc.?
A grade of C reflects Truist Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 23 total disclosures across 25 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Truist Securities, Inc. have?
Truist Securities, Inc. has 23 total FINRA disclosures, including 22 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Truist Securities, Inc.?
Truist Securities, Inc. operates 25 branch offices and is classified by FINRA as a large firm, registered in GA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Truist Securities, Inc.'s disciplinary record?
You can verify Truist Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6271. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Truist Securities, Inc.'s 23 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Truist Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Truist Securities, Inc. carries 23 disclosures across 25 branch offices (about 0.92 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Truist Securities, Inc., both outside GA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Ingalls & Snyder, LLC (NY) - 0.90 disclosures/office, nearest mid-sized firm peer to Truist Securities, Inc.'s 0.92
  • Hilltop Securities Inc. (TX) - 0.90 disclosures/office, nearest mid-sized firm peer to Truist Securities, Inc.'s 0.92
  • Moors & Cabot, Inc. (MA) - 0.89 disclosures/office, nearest mid-sized firm peer to Truist Securities, Inc.'s 0.92
  • Firms in GA - state roster that includes Truist Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Truist Securities, Inc..
  • Reading BrokerCheck Reports - How Truist Securities, Inc.'s 0.92 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Truist Securities, Inc..
  • Compare firms - put Truist Securities, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.