CRD #171058 · FINRA BrokerCheck + SEC IAPD

PJT Partners LP

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PJT Partners LP ranks #4,579 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #319 of 868 on the same disclosure sort used on the state browse page. PJT Partners LP carries 1 BrokerCheck disclosure across 25 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
25
branch offices
1
disclosure
#4,579 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 171058 PJT Partners LP

PJT Partners LP · Grade B · 1 disc · 0.04/office · Mid-sized firm

  • CRD 171058
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 25
  • PER-OFF 0.04
  • RANK #4,579 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Msec, LLC (0.04 disc/office)

Msec, LLC0.04Allspring Funds Distrib…0.04Cabot Lodge Securities LLC0.04PJT Partners LP (this)0.04
Disclosures per office among mid-sized firm peers (lower is cleaner)

PJT Partners LP ranks #4,579 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

25 offices

FINRA: Large firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.04 per office

1 ÷ 25 offices

PJT Partners LP vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for PJT Partners LP reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY, 10017
Formed
01/15/2014
State of Formation
Delaware
CRD Number
171058
SEC Number
69442

Regulator-heavy mix

PJT Partners LP in the heavier-disclosure third

PJT Partners LP carries 1 BrokerCheck disclosure across 25 branch offices - a heavier-third raw book among graded firms (#4,579 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of PJT Partners LP's 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of PJT Partners LP's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 0.11× state average

PJT Partners LP sits below the New York disclosure average

PJT Partners LP reports 1 BrokerCheck disclosure, 0.11× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does PJT Partners LP sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PJT Partners LP ranks #4,579 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #319 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for PJT Partners LP?
A grade of B reflects PJT Partners LP's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 1 total disclosure across 25 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does PJT Partners LP have?
PJT Partners LP has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is PJT Partners LP?
PJT Partners LP operates 25 branch offices and is classified by FINRA as a large firm, registered in NY (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify PJT Partners LP's disciplinary record?
You can verify PJT Partners LP's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 171058. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid PJT Partners LP because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. PJT Partners LP carries 1 disclosure across 25 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for PJT Partners LP, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.