CRD #41067 · FINRA BrokerCheck + SEC IAPD

DMK Advisor Group, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, DMK Advisor Group, Inc. ranks #1,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #28 of 251 on the same disclosure sort used on the state browse page. DMK Advisor Group, Inc. carries 5 BrokerCheck disclosures across 25 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
25
branch offices
5
disclosures
#1,417 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 41067 DMK Advisor Group, Inc.

DMK Advisor Group, Inc. · Grade B · 5 disc · 0.20/office · Mid-sized firm

  • CRD 41067
  • GRADE B
  • DISC 5
  • REG 5
  • ARB 0
  • CIV 0
  • BRANCH 25
  • PER-OFF 0.20
  • RANK #1,417 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Ashton Thomas Securities, LLC (0.19 disc/office)

Ashton Thomas Securitie…0.19Coordinated Capital Sec…0.21Corecap Investments, LLC0.21DMK Advisor Group, … (this)0.20
Disclosures per office among mid-sized firm peers (lower is cleaner)

DMK Advisor Group, Inc. ranks #1,417 of 20,055 by disclosure count among graded broker-dealers; light load at 0.20 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

25 offices

FINRA: Small firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

5 actions

100% of all disclosures

Disclosures per office

0.20 per office

5 ÷ 25 offices

DMK Advisor Group, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 76% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 0
Civil Events 0
Total 5

Counts for DMK Advisor Group, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Lutz, FL, 33558
Formed
04/30/1996
State of Formation
Colorado
CRD Number
41067
SEC Number
49279

Regulator-heavy mix

DMK Advisor Group, Inc. in the heavier-disclosure third

DMK Advisor Group, Inc. carries 5 BrokerCheck disclosures across 25 branch offices - a heavier-third raw book among graded firms (#1,417 of 20,055). Regulator-initiated events are 100% of the book (5 regulatory / 0 arbitration / 0 civil).

100% of DMK Advisor Group, Inc.'s 5 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of DMK Advisor Group, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 1.09× state average

DMK Advisor Group, Inc. tracks near the Florida disclosure average

DMK Advisor Group, Inc. reports 5 BrokerCheck disclosures, about 1.09× the Florida average of 4.6 across 251 graded firms.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does DMK Advisor Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, DMK Advisor Group, Inc. ranks #1,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #28 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for DMK Advisor Group, Inc.?
A grade of B reflects DMK Advisor Group, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 25 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does DMK Advisor Group, Inc. have?
DMK Advisor Group, Inc. has 5 total FINRA disclosures, including 5 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is DMK Advisor Group, Inc.?
DMK Advisor Group, Inc. operates 25 branch offices and is classified by FINRA as a small firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify DMK Advisor Group, Inc.'s disciplinary record?
You can verify DMK Advisor Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 41067. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). DMK Advisor Group, Inc.'s 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid DMK Advisor Group, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. DMK Advisor Group, Inc. carries 5 disclosures across 25 branch offices (about 0.20 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for DMK Advisor Group, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.