CRD #14762 · FINRA BrokerCheck + SEC IAPD

Coordinated Capital Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Coordinated Capital Securities, Inc. ranks #1,401 of 20,055 by disclosure count (most disclosures first). Among firms registered in WI, it ranks #3 of 23 on the same disclosure sort used on the state browse page. Coordinated Capital Securities, Inc. carries 5 BrokerCheck disclosures across 24 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
24
branch offices
5
disclosures
#1,401 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 14762 Coordinated Capital Securities, Inc.

Coordinated Capital Securities, Inc. · Grade B · 5 disc · 0.21/office · Mid-sized firm

  • CRD 14762
  • GRADE B
  • DISC 5
  • REG 4
  • ARB 1
  • CIV 0
  • BRANCH 24
  • PER-OFF 0.21
  • RANK #1,401 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Corecap Investments, LLC (0.21 disc/office)

Corecap Investments, LLC0.21DMK Advisor Group, Inc.0.20Ashton Thomas Securitie…0.19Coordinated Capital… (this)0.21
Disclosures per office among mid-sized firm peers (lower is cleaner)

Coordinated Capital Securities, Inc. ranks #1,401 of 20,055 by disclosure count among graded broker-dealers; light load at 0.21 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

24 offices

FINRA: Small firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

4 actions

80% of all disclosures

Disclosures per office

0.21 per office

5 ÷ 24 offices

Coordinated Capital Securities, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 76% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 1
Civil Events 0
Total 5

Counts for Coordinated Capital Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Fort Atkinson, WI
CRD Number
14762

Regulator-heavy mix

Coordinated Capital Securities, Inc. in the heavier-disclosure third

Coordinated Capital Securities, Inc. carries 5 BrokerCheck disclosures across 24 branch offices - a heavier-third raw book among graded firms (#1,401 of 20,055). Regulator-initiated events are 80% of the book (4 regulatory / 1 arbitration / 0 civil).

80% of Coordinated Capital Securities, Inc.'s 5 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Coordinated Capital Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Wisconsin cohort · 0.95× state average

Coordinated Capital Securities, Inc. tracks near the Wisconsin disclosure average

Coordinated Capital Securities, Inc. reports 5 BrokerCheck disclosures, about 0.95× the Wisconsin average of 5.3 across 23 graded firms.

In Wisconsin, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Wisconsin state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Coordinated Capital Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Coordinated Capital Securities, Inc. ranks #1,401 of 20,055 by disclosure count (most disclosures first). Among firms registered in WI, it ranks #3 of 23 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Coordinated Capital Securities, Inc.?
A grade of B reflects Coordinated Capital Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 24 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Coordinated Capital Securities, Inc. have?
Coordinated Capital Securities, Inc. has 5 total FINRA disclosures, including 4 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Coordinated Capital Securities, Inc.?
Coordinated Capital Securities, Inc. operates 24 branch offices and is classified by FINRA as a small firm, registered in WI (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Coordinated Capital Securities, Inc.'s disciplinary record?
You can verify Coordinated Capital Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14762. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Coordinated Capital Securities, Inc.'s 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Coordinated Capital Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Coordinated Capital Securities, Inc. carries 5 disclosures across 24 branch offices (about 0.21 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Coordinated Capital Securities, Inc., both outside WI so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Corecap Investments, LLC (MI) - 0.21 disclosures/office, nearest mid-sized firm peer to Coordinated Capital Securities, Inc.'s 0.21
  • DMK Advisor Group, Inc. (FL) - 0.20 disclosures/office, nearest mid-sized firm peer to Coordinated Capital Securities, Inc.'s 0.21
  • Ashton Thomas Securities, LLC (NY) - 0.19 disclosures/office, nearest mid-sized firm peer to Coordinated Capital Securities, Inc.'s 0.21
  • Firms in WI - state roster that includes Coordinated Capital Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Coordinated Capital Securities, Inc..
  • Reading BrokerCheck Reports - How Coordinated Capital Securities, Inc.'s 0.21 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Coordinated Capital Securities, Inc..
  • Compare firms - put Coordinated Capital Securities, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.