CRD #103863 · FINRA BrokerCheck + SEC IAPD

Farmers Financial Solutions, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Farmers Financial Solutions, LLC ranks #1,427 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #20 of 279 on the same disclosure sort used on the state browse page. Farmers Financial Solutions, LLC carries 5 BrokerCheck disclosures across 2,417 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2,417
branch offices
5
disclosures
#1,427 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 103863 Farmers Financial Solutions, LLC

Farmers Financial Solutions, LLC · Grade B · 5 disc · 0.00/office · National firm

  • CRD 103863
  • GRADE B
  • DISC 5
  • REG 5
  • ARB 0
  • CIV 0
  • BRANCH 2,417
  • PER-OFF 0.00
  • RANK #1,427 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: LPL Enterprise, LLC (0.00 disc/office)

LPL Enterprise, LLC0.00U.S. Bancorp Advisors, LLC0.00Thrivent Investment Man…0.00Farmers Financial S… (this)0.00
Disclosures per office among national firm peers (lower is cleaner)

Farmers Financial Solutions, LLC ranks #1,427 of 20,055 by disclosure count among graded broker-dealers; light load at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2,417 offices

FINRA: Large firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

5 actions

100% of all disclosures

Disclosures per office

0.00 per office

5 ÷ 2,417 offices

Farmers Financial Solutions, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 99% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 0
Civil Events 0
Total 5

Counts for Farmers Financial Solutions, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Westlake Village, CA, 91362
Formed
12/21/1999
State of Formation
Nevada
CRD Number
103863
SEC Number
52361

Lower disclosures per office

Farmers Financial Solutions, LLC in the heavier-disclosure third

Farmers Financial Solutions, LLC carries 5 BrokerCheck disclosures across 2,417 branch offices - a heavier-third raw book among graded firms (#1,427 of 20,055). Regulator-initiated events are 100% of the book (5 regulatory / 0 arbitration / 0 civil).

Farmers Financial Solutions, LLC runs 0.00 disclosures per branch office (cleaner than 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Farmers Financial Solutions, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 2.44× state average

Farmers Financial Solutions, LLC sits above the California disclosure average

Farmers Financial Solutions, LLC reports 5 BrokerCheck disclosures, 2.44× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Farmers Financial Solutions, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Farmers Financial Solutions, LLC ranks #1,427 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #20 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Farmers Financial Solutions, LLC?
A grade of B reflects Farmers Financial Solutions, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 5 total disclosures across 2,417 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Farmers Financial Solutions, LLC have?
Farmers Financial Solutions, LLC has 5 total FINRA disclosures, including 5 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Farmers Financial Solutions, LLC?
Farmers Financial Solutions, LLC operates 2,417 branch offices and is classified by FINRA as a large firm, registered in CA (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Farmers Financial Solutions, LLC's disciplinary record?
You can verify Farmers Financial Solutions, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 103863. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Farmers Financial Solutions, LLC's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Farmers Financial Solutions, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Farmers Financial Solutions, LLC carries 5 disclosures across 2,417 branch offices (about 0.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Farmers Financial Solutions, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • LPL Enterprise, LLC (SC) - 0.00 disclosures/office, nearest national firm peer to Farmers Financial Solutions, LLC's 0.00
  • U.S. Bancorp Advisors, LLC (MN) - 0.00 disclosures/office, nearest national firm peer to Farmers Financial Solutions, LLC's 0.00
  • Thrivent Investment Management Inc. (MN) - 0.00 disclosures/office, nearest national firm peer to Farmers Financial Solutions, LLC's 0.00
  • Firms in CA - state roster that includes Farmers Financial Solutions, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Farmers Financial Solutions, LLC.
  • Reading BrokerCheck Reports - How Farmers Financial Solutions, LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Farmers Financial Solutions, LLC.
  • Compare firms - put Farmers Financial Solutions, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.