CRD #14455 · FINRA BrokerCheck + SEC IAPD

U.S. Bancorp Advisors, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U.S. Bancorp Advisors, LLC ranks #1,572 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #13 of 42 on the same disclosure sort used on the state browse page. U.S. Bancorp Advisors, LLC carries 5 BrokerCheck disclosures across 1,934 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
1,934
branch offices
5
disclosures
#1,572 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 14455 U.S. Bancorp Advisors, LLC

U.S. Bancorp Advisors, LLC · Grade B · 5 disc · 0.00/office · National firm

  • CRD 14455
  • GRADE B
  • DISC 5
  • REG 4
  • ARB 1
  • CIV 0
  • BRANCH 1,934
  • PER-OFF 0.00
  • RANK #1,572 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Thrivent Investment Management Inc. (0.00 disc/office)

Thrivent Investment Man…0.00State Farm VP Managemen…0.00Farmers Financial Solut…0.00U.S. Bancorp Adviso… (this)0.00
Disclosures per office among national firm peers (lower is cleaner)

U.S. Bancorp Advisors, LLC ranks #1,572 of 20,055 by disclosure count among graded broker-dealers; light load at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1,934 offices

FINRA: Large firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

4 actions

80% of all disclosures

Disclosures per office

0.00 per office

5 ÷ 1,934 offices

U.S. Bancorp Advisors, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 99% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 1
Civil Events 0
Total 5

Counts for U.S. Bancorp Advisors, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 1 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
St. Paul, MN, 55107
Formed
06/28/2004
State of Formation
Delaware
CRD Number
14455
SEC Number
30706

Lower disclosures per office

U.S. Bancorp Advisors, LLC in the heavier-disclosure third

U.S. Bancorp Advisors, LLC carries 5 BrokerCheck disclosures across 1,934 branch offices - a heavier-third raw book among graded firms (#1,572 of 20,055). Regulator-initiated events are 80% of the book (4 regulatory / 1 arbitration / 0 civil).

U.S. Bancorp Advisors, LLC runs 0.00 disclosures per branch office (cleaner than 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of U.S. Bancorp Advisors, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Minnesota cohort · 0.38× state average

U.S. Bancorp Advisors, LLC tracks near the Minnesota disclosure average

U.S. Bancorp Advisors, LLC reports 5 BrokerCheck disclosures, about 0.38× the Minnesota average of 13.1 across 42 graded firms.

In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does U.S. Bancorp Advisors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, U.S. Bancorp Advisors, LLC ranks #1,572 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #13 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for U.S. Bancorp Advisors, LLC?
A grade of B reflects U.S. Bancorp Advisors, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 5 total disclosures across 1,934 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does U.S. Bancorp Advisors, LLC have?
U.S. Bancorp Advisors, LLC has 5 total FINRA disclosures, including 4 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is U.S. Bancorp Advisors, LLC?
U.S. Bancorp Advisors, LLC operates 1,934 branch offices and is classified by FINRA as a large firm, registered in MN (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify U.S. Bancorp Advisors, LLC's disciplinary record?
You can verify U.S. Bancorp Advisors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14455. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). U.S. Bancorp Advisors, LLC's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid U.S. Bancorp Advisors, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. U.S. Bancorp Advisors, LLC carries 5 disclosures across 1,934 branch offices (about 0.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for U.S. Bancorp Advisors, LLC, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.