CRD #18387 · FINRA BrokerCheck + SEC IAPD

Thrivent Investment Management Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Thrivent Investment Management Inc. ranks #930 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #10 of 42 on the same disclosure sort used on the state browse page. Thrivent Investment Management Inc. carries 8 BrokerCheck disclosures across 3,069 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
3,069
branch offices
8
disclosures
#930 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18387 Thrivent Investment Management Inc.

Thrivent Investment Management Inc. · Grade B · 8 disc · 0.00/office · National firm

  • CRD 18387
  • GRADE B
  • DISC 8
  • REG 8
  • ARB 0
  • CIV 0
  • BRANCH 3,069
  • PER-OFF 0.00
  • RANK #930 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: U.S. Bancorp Advisors, LLC (0.00 disc/office)

U.S. Bancorp Advisors, LLC0.00State Farm VP Managemen…0.00Farmers Financial Solut…0.00Thrivent Investment… (this)0.00
Disclosures per office among national firm peers (lower is cleaner)

Thrivent Investment Management Inc. ranks #930 of 20,055 by disclosure count among graded broker-dealers; light load at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3,069 offices

FINRA: Large firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

8 actions

100% of all disclosures

Disclosures per office

0.00 per office

8 ÷ 3,069 offices

Thrivent Investment Management Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 99% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 0
Civil Events 0
Total 8

Counts for Thrivent Investment Management Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Minneapolis, MN
CRD Number
18387

Lower disclosures per office

Thrivent Investment Management Inc. in the heavier-disclosure third

Thrivent Investment Management Inc. carries 8 BrokerCheck disclosures across 3,069 branch offices - a heavier-third raw book among graded firms (#930 of 20,055). Regulator-initiated events are 100% of the book (8 regulatory / 0 arbitration / 0 civil).

Thrivent Investment Management Inc. runs 0.00 disclosures per branch office (cleaner than 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Thrivent Investment Management Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Minnesota cohort · 0.61× state average

Thrivent Investment Management Inc. tracks near the Minnesota disclosure average

Thrivent Investment Management Inc. reports 8 BrokerCheck disclosures, about 0.61× the Minnesota average of 13.1 across 42 graded firms.

In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Thrivent Investment Management Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Thrivent Investment Management Inc. ranks #930 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #10 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Thrivent Investment Management Inc.?
A grade of B reflects Thrivent Investment Management Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 8 total disclosures across 3,069 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Thrivent Investment Management Inc. have?
Thrivent Investment Management Inc. has 8 total FINRA disclosures, including 8 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Thrivent Investment Management Inc.?
Thrivent Investment Management Inc. operates 3,069 branch offices and is classified by FINRA as a large firm, registered in MN (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Thrivent Investment Management Inc.'s disciplinary record?
You can verify Thrivent Investment Management Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18387. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Thrivent Investment Management Inc.'s 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Thrivent Investment Management Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Thrivent Investment Management Inc. carries 8 disclosures across 3,069 branch offices (about 0.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Thrivent Investment Management Inc., both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • U.S. Bancorp Advisors, LLC (MN) - 0.00 disclosures/office, nearest national firm peer to Thrivent Investment Management Inc.'s 0.00
  • State Farm VP Management Corp. (IL) - 0.00 disclosures/office, nearest national firm peer to Thrivent Investment Management Inc.'s 0.00
  • Farmers Financial Solutions, LLC (CA) - 0.00 disclosures/office, nearest national firm peer to Thrivent Investment Management Inc.'s 0.00
  • Firms in MN - state roster that includes Thrivent Investment Management Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Thrivent Investment Management Inc..
  • Reading BrokerCheck Reports - How Thrivent Investment Management Inc.'s 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Thrivent Investment Management Inc..
  • Compare firms - put Thrivent Investment Management Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.