CRD #7059 · FINRA BrokerCheck + SEC IAPD

Citigroup Global Markets Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Citigroup Global Markets Inc. ranks #1 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #1 of 868 on the same disclosure sort used on the state browse page. Citigroup Global Markets Inc. carries 1,233 BrokerCheck disclosures across 2,867 branch offices - moderate load for a national firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
2,867
branch offices
1,233
disclosures
#1 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7059 Citigroup Global Markets Inc.

Citigroup Global Markets Inc. · Grade C · 1,233 disc · 0.43/office · National firm

  • CRD 7059
  • GRADE C
  • DISC 1,233
  • REG 588
  • ARB 642
  • CIV 3
  • BRANCH 2,867
  • PER-OFF 0.43
  • RANK #1 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Charles Schwab & Co., Inc. (0.23 disc/office)

Charles Schwab & Co., Inc.0.23UBS Financial Services …0.15RBC Capital Markets, LLC0.12Citigroup Global Ma… (this)0.43
Disclosures per office among national firm peers (lower is cleaner)

Citigroup Global Markets Inc. ranks #1 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.43 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2,867 offices

FINRA: Large firm

Total disclosures

1,233 events

On FINRA BrokerCheck

Regulatory events

588 actions

48% of all disclosures

Disclosures per office

0.43 per office

1,233 ÷ 2,867 offices

Citigroup Global Markets Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 63% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 588
Arbitrations 642
Civil Events 3
Total 1,233

Counts for Citigroup Global Markets Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 588 Arbitration 642 Civil 3

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY
CRD Number
7059

Heavy disclosure book

Citigroup Global Markets Inc. in the heavier-disclosure third

Citigroup Global Markets Inc. carries 1,233 BrokerCheck disclosures across 2,867 branch offices - a heavier-third raw book among graded firms (#1 of 20,055). Mix is 588 regulatory, 642 arbitration, and 3 civil (48% regulator share).

Citigroup Global Markets Inc. ranks #1 of 20,055 by BrokerCheck disclosure count among graded firms (1,233 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Citigroup Global Markets Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 141× state average

Citigroup Global Markets Inc. sits above the New York disclosure average

Citigroup Global Markets Inc. reports 1,233 BrokerCheck disclosures, 141× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Citigroup Global Markets Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Citigroup Global Markets Inc. ranks #1 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #1 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Citigroup Global Markets Inc.?
A grade of C reflects Citigroup Global Markets Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 1,233 total disclosures across 2,867 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Citigroup Global Markets Inc. have?
Citigroup Global Markets Inc. has 1,233 total FINRA disclosures, including 588 regulatory events, 642 arbitrations, 3 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Citigroup Global Markets Inc.?
Citigroup Global Markets Inc. operates 2,867 branch offices and is classified by FINRA as a large firm, registered in NY (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Citigroup Global Markets Inc.'s disciplinary record?
You can verify Citigroup Global Markets Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7059. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Citigroup Global Markets Inc.'s 1,233 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Citigroup Global Markets Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Citigroup Global Markets Inc. carries 1,233 disclosures across 2,867 branch offices (about 0.43 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Citigroup Global Markets Inc., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Charles Schwab & Co., Inc. (TX) - 0.23 disclosures/office, nearest national firm peer to Citigroup Global Markets Inc.'s 0.43
  • UBS Financial Services Inc. (NJ) - 0.15 disclosures/office, nearest national firm peer to Citigroup Global Markets Inc.'s 0.43
  • RBC Capital Markets, LLC (NY) - 0.12 disclosures/office, nearest national firm peer to Citigroup Global Markets Inc.'s 0.43
  • Firms in NY - state roster that includes Citigroup Global Markets Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Citigroup Global Markets Inc..
  • Reading BrokerCheck Reports - How Citigroup Global Markets Inc.'s 0.43 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Citigroup Global Markets Inc..
  • Compare firms - put Citigroup Global Markets Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.