Registered advisors
1 advisors
Large firm tier
Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗
FINRA BrokerCheck SEC IAPD verified CRD# 250 Grade F
EDWARD JONES — FINRA BrokerCheck Disciplinary Record
Other Types of Legal Formation headquartered in ST. LOUIS, MO. 1 registered advisor, 31800.0% disclosure rate.
EDWARD JONES registration status — ACTIVE
Total disclosures
318 events
On FINRA BrokerCheck
Disclosure rate
31800.0%
318 ÷ 1 advisors
Branch offices
18,742 offices
Formed in Missouri
Disclosure Density
Disclosures per registered advisor — relative to peer-firm benchmarks.
EDWARD JONES — disclosures per advisor 100.0%
Industry median
Compared against the 0.10-disclosure-per-advisor industry-median benchmark drawn from the firms table.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 166 |
| Customer Complaints | 0 |
| Arbitrations | 150 |
| Civil Events | 2 |
| Total | 318 |
Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗
Disclosure category share
EDWARD JONES — 318 disclosures on FINRA U4/U5 categories
Peer Comparison
EDWARD JONES vs. industry-median benchmarks for Large-tier broker-dealer firms.
Disclosure rate
31800.0%
Industry median: 10.0%
Reg events / advisor
166.00
Industry median: 0.05
Branches / advisor
18742.00
Industry median: 0.15
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- ST. LOUIS, MO, 63131-3710
- Formed
- 02/20/1941
- State of Formation
- Missouri
- CRD Number
- 250
- SEC Number
- 759
Verify at FINRA BrokerCheck
FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.
View on FINRA BrokerCheck ↗What the Record Says About EDWARD JONES
EDWARD JONES (Other Types of Legal Formation, CRD# 250 · SEC# 759 · ST. LOUIS, MO) reports 1 advisor across 18,742 branches — Large tier, scope ACTIVE.
BrokerCheck shows 318 disclosures (31800.0% per-advisor rate): 166 regulatory, 0 customer-complaint, 150 arbitration, 2 civil. Letter grade F (1/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Every firm registered with FINRA or the SEC must report regulatory actions, customer complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV records. A disclosure is not automatically a finding of wrongdoing — it can range from a settled customer dispute to a formal regulatory sanction — but a high disclosure rate relative to advisor headcount is a signal worth examining before you hire. Compare the per-advisor rate above against firms of similar size, and read each disclosure's underlying detail on the official record rather than relying on the headline count alone. Registration itself confirms only that a firm is authorized to do business, not that its compliance history is clean.
Source: FINRA, BrokerCheck Public Disclosure Data (2024) FINRA, BrokerCheck Public Disclosure Data (2024)
Frequently Asked Questions
What does a grade of F mean for EDWARD JONES?
A grade of F indicates EDWARD JONES has a significant number of FINRA disclosures relative to its size (31800.0% disclosure rate). Prospective clients should review the specific disclosures before engaging.
How many FINRA disclosures does EDWARD JONES have?
EDWARD JONES has 318 total FINRA disclosures, including 166 regulatory events, 150 arbitrations, 2 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How many financial advisors work at EDWARD JONES?
EDWARD JONES has 1 registered advisor and 18,742 branch offices, headquartered in MO. Advisor counts are sourced from FINRA BrokerCheck public records.
Where can I verify EDWARD JONES's disciplinary record?
You can verify EDWARD JONES's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 250. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid EDWARD JONES because of its disclosures?
Not necessarily. Larger firms with more advisors tend to accumulate more disclosures. EDWARD JONES has a 31800.0% disclosure rate (318 disclosures across 1 advisors). Consider reviewing the nature of individual disclosures on FINRA BrokerCheck and comparing rates with similarly-sized firms before making a decision.
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Read our methodology — how this data is sourced, computed, and verified.
Related
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial