PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Branch offices
18,742offices
FINRA: Large firm
Total disclosures
325events
On FINRA BrokerCheck
Regulatory events
173actions
53% of all disclosures
Disclosures per office
0.02per office
325 ÷ 18,742 offices
Edward Jones vs. every disclosing firm
Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)
0Among the cleanest for its sizea cleaner per-office record than 96% of 1,251 disclosing firms
Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.
Source FINRA BrokerCheck · SEC IAPD · 2026
Disclosure Breakdown
Disclosure Type
Count
% of Disclosures
Regulatory Events
173
53.2%
Arbitrations
150
46.2%
Civil Events
2
0.6%
Total
325
100.0%
Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗
Disclosure category share
Regulatory 173Arbitration 150Civil 2
Disclosure Profile
Edward Jones's disclosure record, broken down by category and footprint.
Disclosures per office
0.02
Light load
Regulatory share
53%
of total disclosures
Size class
National firm
18,742 branches
Firm Details
Firm Size
Large
Scope
ACTIVE
Location
St. Louis, MO, 63131-3710
Formed
02/20/1941
State of Formation
Missouri
CRD Number
250
SEC Number
759
Verify at FINRA BrokerCheck
FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.
Edward Jones (Other Types of Legal Formation, CRD# 250 · SEC# 759 · St. Louis, MO)
operates 18,742 branch offices
- a national firm (FINRA: large), scope ACTIVE.
Every firm registered with FINRA or the SEC must report regulatory actions, customer
complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV
records. A disclosure is not automatically a finding of wrongdoing, it can range from a
settled customer dispute to a formal regulatory sanction, but a heavy disclosure load
relative to a firm's size is a signal worth examining before you hire. Because larger firms
naturally accumulate more disclosures across more offices, PlainAdvisorCheck grades each firm
against same-size peers rather than on raw counts. Read each disclosure's underlying detail on
the official record rather than relying on the headline number alone. Registration itself
confirms only that a firm is authorized to do business, not that its compliance history is clean.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of B mean for Edward Jones?
A grade of B reflects Edward Jones's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 325 total disclosures across 18,742 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Edward Jones have?
Edward Jones has 325 total FINRA disclosures, including 173 regulatory events, 150 arbitrations, 2 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Edward Jones?
Edward Jones operates 18,742 branch offices and is classified by FINRA as a large firm, registered in MO (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Edward Jones's disciplinary record?
You can verify Edward Jones's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 250. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Edward Jones because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Edward Jones carries 325 disclosures across 18,742 branch offices (about 0.02 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC
IAPD disciplinary records, no number is typed in by an editor. This firm's record is rendered directly from FINRA BrokerCheck and SEC EDGAR data, no figure is typed in by an editor. See our
editorial standards & corrections policy, the
methodology behind these numbers, or
report a data error.