CRD #6627 · FINRA BrokerCheck + SEC IAPD

Equitable Advisors, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Equitable Advisors, LLC ranks #138 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #27 of 868 on the same disclosure sort used on the state browse page. Equitable Advisors, LLC carries 37 BrokerCheck disclosures across 2,311 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2,311
branch offices
37
disclosures
#138 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 6627 Equitable Advisors, LLC

Equitable Advisors, LLC · Grade B · 37 disc · 0.02/office · National firm

  • CRD 6627
  • GRADE B
  • DISC 37
  • REG 26
  • ARB 11
  • CIV 0
  • BRANCH 2,311
  • PER-OFF 0.02
  • RANK #138 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Commonwealth Financial Network (0.02 disc/office)

Commonwealth Financial …0.02Edward Jones0.02Park Avenue Securities LLC0.02Equitable Advisors,… (this)0.02
Disclosures per office among national firm peers (lower is cleaner)

Equitable Advisors, LLC ranks #138 of 20,055 by disclosure count among graded broker-dealers; light load at 0.02 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2,311 offices

FINRA: Large firm

Total disclosures

37 events

On FINRA BrokerCheck

Regulatory events

26 actions

70% of all disclosures

Disclosures per office

0.02 per office

37 ÷ 2,311 offices

Equitable Advisors, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 96% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 26
Arbitrations 11
Civil Events 0
Total 37

Counts for Equitable Advisors, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 26 Arbitration 11 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY, 10105
Formed
07/19/1999
State of Formation
Delaware
CRD Number
6627
SEC Number
17883

Lower disclosures per office

Equitable Advisors, LLC in the heavier-disclosure third

Equitable Advisors, LLC carries 37 BrokerCheck disclosures across 2,311 branch offices - a heavier-third raw book among graded firms (#138 of 20,055). Regulator-initiated events are 70% of the book (26 regulatory / 11 arbitration / 0 civil).

Equitable Advisors, LLC runs 0.02 disclosures per branch office (cleaner than 96% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Equitable Advisors, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 4.23× state average

Equitable Advisors, LLC sits above the New York disclosure average

Equitable Advisors, LLC reports 37 BrokerCheck disclosures, 4.23× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Equitable Advisors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Equitable Advisors, LLC ranks #138 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #27 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Equitable Advisors, LLC?
A grade of B reflects Equitable Advisors, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 37 total disclosures across 2,311 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Equitable Advisors, LLC have?
Equitable Advisors, LLC has 37 total FINRA disclosures, including 26 regulatory events, 11 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Equitable Advisors, LLC?
Equitable Advisors, LLC operates 2,311 branch offices and is classified by FINRA as a large firm, registered in NY (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Equitable Advisors, LLC's disciplinary record?
You can verify Equitable Advisors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 6627. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Equitable Advisors, LLC's 37 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Equitable Advisors, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Equitable Advisors, LLC carries 37 disclosures across 2,311 branch offices (about 0.02 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Equitable Advisors, LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Commonwealth Financial Network (MA) - 0.02 disclosures/office, nearest national firm peer to Equitable Advisors, LLC's 0.02
  • Edward Jones (MO) - 0.02 disclosures/office, nearest national firm peer to Equitable Advisors, LLC's 0.02
  • Park Avenue Securities LLC (NY) - 0.02 disclosures/office, nearest national firm peer to Equitable Advisors, LLC's 0.02
  • Firms in NY - state roster that includes Equitable Advisors, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Equitable Advisors, LLC.
  • Reading BrokerCheck Reports - How Equitable Advisors, LLC's 0.02 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Equitable Advisors, LLC.
  • Compare firms - put Equitable Advisors, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.