CRD #11025 · FINRA BrokerCheck + SEC IAPD

Wells Fargo Advisors Financial Network, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wells Fargo Advisors Financial Network, LLC ranks #64 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #4 of 36 on the same disclosure sort used on the state browse page. Wells Fargo Advisors Financial Network, LLC carries 74 BrokerCheck disclosures across 2,019 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2,019
branch offices
74
disclosures
#64 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 11025 Wells Fargo Advisors Financial Network, LLC

Wells Fargo Advisors Financial Network, LLC · Grade B · 74 disc · 0.04/office · National firm

  • CRD 11025
  • GRADE B
  • DISC 74
  • REG 35
  • ARB 39
  • CIV 0
  • BRANCH 2,019
  • PER-OFF 0.04
  • RANK #64 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Fifth Third Securities, Inc. (0.04 disc/office)

Fifth Third Securities,…0.04Morgan Stanley0.05Citizens Securities, Inc.0.02Wells Fargo Advisor… (this)0.04
Disclosures per office among national firm peers (lower is cleaner)

Wells Fargo Advisors Financial Network, LLC ranks #64 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2,019 offices

FINRA: Large firm

Total disclosures

74 events

On FINRA BrokerCheck

Regulatory events

35 actions

47% of all disclosures

Disclosures per office

0.04 per office

74 ÷ 2,019 offices

Wells Fargo Advisors Financial Network, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 35
Arbitrations 39
Civil Events 0
Total 74

Counts for Wells Fargo Advisors Financial Network, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 35 Arbitration 39 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
St. Louis, MO
CRD Number
11025

Lower disclosures per office

Wells Fargo Advisors Financial Network, LLC in the heavier-disclosure third

Wells Fargo Advisors Financial Network, LLC carries 74 BrokerCheck disclosures across 2,019 branch offices - a heavier-third raw book among graded firms (#64 of 20,055). Mix is 35 regulatory, 39 arbitration, and 0 civil (47% regulator share).

Wells Fargo Advisors Financial Network, LLC runs 0.04 disclosures per branch office (cleaner than 93% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Wells Fargo Advisors Financial Network, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Missouri cohort · 2.16× state average

Wells Fargo Advisors Financial Network, LLC sits above the Missouri disclosure average

Wells Fargo Advisors Financial Network, LLC reports 74 BrokerCheck disclosures, 2.16× the Missouri average of 34.3 across 36 graded firms with a principal-office state on file.

In Missouri, 9 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Missouri state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Wells Fargo Advisors Financial Network, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wells Fargo Advisors Financial Network, LLC ranks #64 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #4 of 36 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Wells Fargo Advisors Financial Network, LLC?
A grade of B reflects Wells Fargo Advisors Financial Network, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 74 total disclosures across 2,019 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wells Fargo Advisors Financial Network, LLC have?
Wells Fargo Advisors Financial Network, LLC has 74 total FINRA disclosures, including 35 regulatory events, 39 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wells Fargo Advisors Financial Network, LLC?
Wells Fargo Advisors Financial Network, LLC operates 2,019 branch offices and is classified by FINRA as a large firm, registered in MO (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wells Fargo Advisors Financial Network, LLC's disciplinary record?
You can verify Wells Fargo Advisors Financial Network, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 11025. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wells Fargo Advisors Financial Network, LLC's 74 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wells Fargo Advisors Financial Network, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wells Fargo Advisors Financial Network, LLC carries 74 disclosures across 2,019 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Wells Fargo Advisors Financial Network, LLC, both outside MO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Fifth Third Securities, Inc. (OH) - 0.04 disclosures/office, nearest national firm peer to Wells Fargo Advisors Financial Network, LLC's 0.04
  • Morgan Stanley (NY) - 0.05 disclosures/office, nearest national firm peer to Wells Fargo Advisors Financial Network, LLC's 0.04
  • Citizens Securities, Inc. (RI) - 0.02 disclosures/office, nearest national firm peer to Wells Fargo Advisors Financial Network, LLC's 0.04
  • Firms in MO - state roster that includes Wells Fargo Advisors Financial Network, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Wells Fargo Advisors Financial Network, LLC.
  • Reading BrokerCheck Reports - How Wells Fargo Advisors Financial Network, LLC's 0.04 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Wells Fargo Advisors Financial Network, LLC.
  • Compare firms - put Wells Fargo Advisors Financial Network, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.