Branch offices
8 offices
FINRA: Medium firm
CRD #149823 · FINRA BrokerCheck + SEC IAPD
Virtu Americas LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Virtu Americas LLC ranks #62 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #19 of 868 on the same disclosure sort used on the state browse page. Virtu Americas LLC carries 75 BrokerCheck disclosures across 8 branch offices - heavy load for a small firm, earning a Grade F.
- Grade F
- Safety grade
- 8
- branch offices
- 75
- disclosures
- #62 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 149823 Virtu Americas LLC
Virtu Americas LLC · Grade F · 75 disc · 9.38/office · Small firm
- CRD 149823
- GRADE F
- DISC 75
- REG 74
- ARB 0
- CIV 1
- BRANCH 8
- PER-OFF 9.38
- RANK #62 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: Apex Clearing Corporation (9.50 disc/office)
Virtu Americas LLC ranks #62 of 20,055 by disclosure count among graded broker-dealers; heavy load at 9.38 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
75 events
On FINRA BrokerCheck
Regulatory events
74 actions
99% of all disclosures
Disclosures per office
9.38 per office
75 ÷ 8 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Virtu Americas LLC - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 74 |
| Arbitrations | 0 |
| Civil Events | 1 |
| Total | 75 |
Counts for Virtu Americas LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 74 Arbitration 0 Civil 1
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- New York, NY, 10019
- Formed
- 02/06/2009
- State of Formation
- Delaware
- CRD Number
- 149823
- SEC Number
- 68193
Regulator-heavy mix
Virtu Americas LLC in the heavier-disclosure third
Virtu Americas LLC carries 75 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#62 of 20,055). Regulator-initiated events are 99% of the book (74 regulatory / 0 arbitration / 1 civil).
99% of Virtu Americas LLC's 75 disclosures are regulator-initiated (74 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Virtu Americas LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 8.57× state average
Virtu Americas LLC sits above the New York disclosure average
Virtu Americas LLC reports 75 BrokerCheck disclosures, 8.57× the New York average of 8.7 across 868 graded firms with a principal-office state on file.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Virtu Americas LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Virtu Americas LLC ranks #62 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #19 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Virtu Americas LLC?
A grade of F reflects Virtu Americas LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 75 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Virtu Americas LLC have?
Virtu Americas LLC has 75 total FINRA disclosures, including 74 regulatory events, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Virtu Americas LLC?
Virtu Americas LLC operates 8 branch offices and is classified by FINRA as a medium firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Virtu Americas LLC's disciplinary record?
You can verify Virtu Americas LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 149823. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Virtu Americas LLC's 75 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Virtu Americas LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Virtu Americas LLC carries 75 disclosures across 8 branch offices (about 9.38 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Virtu Americas LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (75 here).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (8 here).
Read with this firm
- Apex Clearing Corporation (TX) - 9.50 disclosures/office, nearest small firm peer to Virtu Americas LLC's 9.38
- Canaccord Genuity Wealth Management (USA) Inc. - 9.00 disclosures/office, nearest small firm peer to Virtu Americas LLC's 9.38
- Casey Securities LLC (CA) - 10.00 disclosures/office, nearest small firm peer to Virtu Americas LLC's 9.38
- Firms in NY - state roster that includes Virtu Americas LLC's registration home.
- Red Flags in Advisor Records - How to read Virtu Americas LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 75 disclosures behind Virtu Americas LLC's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Virtu Americas LLC.
- Compare firms - put Virtu Americas LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.