Registered advisors
1 advisors
Medium firm tier
Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗
FINRA BrokerCheck SEC IAPD verified CRD# 149823 Grade F
VIRTU AMERICAS LLC — FINRA BrokerCheck Disciplinary Record
Limited Liability Company headquartered in NEW YORK, NY. 1 registered advisor, 7500.0% disclosure rate.
VIRTU AMERICAS LLC registration status — ACTIVE
Total disclosures
75 events
On FINRA BrokerCheck
Disclosure rate
7500.0%
75 ÷ 1 advisors
Branch offices
8 offices
Formed in Delaware
Disclosure Density
Disclosures per registered advisor — relative to peer-firm benchmarks.
VIRTU AMERICAS LLC — disclosures per advisor 100.0%
Industry median
Compared against the 0.10-disclosure-per-advisor industry-median benchmark drawn from the firms table.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 74 |
| Customer Complaints | 0 |
| Arbitrations | 0 |
| Civil Events | 1 |
| Total | 75 |
Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗
Disclosure category share
VIRTU AMERICAS LLC — 75 disclosures on FINRA U4/U5 categories
Peer Comparison
VIRTU AMERICAS LLC vs. industry-median benchmarks for Medium-tier broker-dealer firms.
Disclosure rate
7500.0%
Industry median: 10.0%
Reg events / advisor
74.00
Industry median: 0.05
Branches / advisor
8.00
Industry median: 0.15
Firm Details
- Firm Size
- Medium
- Scope
- ACTIVE
- Location
- NEW YORK, NY, 10019
- Formed
- 02/06/2009
- State of Formation
- Delaware
- CRD Number
- 149823
- SEC Number
- 68193
Verify at FINRA BrokerCheck
FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.
View on FINRA BrokerCheck ↗What the Record Says About VIRTU AMERICAS LLC
VIRTU AMERICAS LLC (Limited Liability Company, CRD# 149823 · SEC# 68193 · NEW YORK, NY) reports 1 advisor across 8 branches — Medium tier, scope ACTIVE.
BrokerCheck shows 75 disclosures (7500.0% per-advisor rate): 74 regulatory, 0 customer-complaint, 0 arbitration, 1 civil. Letter grade F (1/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Every firm registered with FINRA or the SEC must report regulatory actions, customer complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV records. A disclosure is not automatically a finding of wrongdoing — it can range from a settled customer dispute to a formal regulatory sanction — but a high disclosure rate relative to advisor headcount is a signal worth examining before you hire. Compare the per-advisor rate above against firms of similar size, and read each disclosure's underlying detail on the official record rather than relying on the headline count alone. Registration itself confirms only that a firm is authorized to do business, not that its compliance history is clean.
Source: FINRA, BrokerCheck Public Disclosure Data (2024) FINRA, BrokerCheck Public Disclosure Data (2024)
Frequently Asked Questions
What does a grade of F mean for VIRTU AMERICAS LLC?
A grade of F indicates VIRTU AMERICAS LLC has a significant number of FINRA disclosures relative to its size (7500.0% disclosure rate). Prospective clients should review the specific disclosures before engaging.
How many FINRA disclosures does VIRTU AMERICAS LLC have?
VIRTU AMERICAS LLC has 75 total FINRA disclosures, including 74 regulatory events, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How many financial advisors work at VIRTU AMERICAS LLC?
VIRTU AMERICAS LLC has 1 registered advisor and 8 branch offices, headquartered in NY. Advisor counts are sourced from FINRA BrokerCheck public records.
Where can I verify VIRTU AMERICAS LLC's disciplinary record?
You can verify VIRTU AMERICAS LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 149823. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid VIRTU AMERICAS LLC because of its disclosures?
Not necessarily. Larger firms with more advisors tend to accumulate more disclosures. VIRTU AMERICAS LLC has a 7500.0% disclosure rate (75 disclosures across 1 advisors). Consider reviewing the nature of individual disclosures on FINRA BrokerCheck and comparing rates with similarly-sized firms before making a decision.
Related Guides
Explore Financial Data
PlainBankData
FDIC-insured bank health data, financial ratings, and branch locations.
PlainFundData
Mutual fund and ETF performance, fees, and portfolio composition data.
PlainCredit
Consumer credit, complaints, and financial product comparison data.
PlainLender
Mortgage and lending institution data, rates, and compliance records.
Read our methodology — how this data is sourced, computed, and verified.
Related
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial