Branch offices
2 offices
FINRA: Small firm
CRD #7449 · FINRA BrokerCheck + SEC IAPD
Canaccord Genuity Wealth Management (USA) Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Canaccord Genuity Wealth Management (USA) Inc. ranks #342 of 20,055 by disclosure count (most disclosures first). Canaccord Genuity Wealth Management (USA) Inc. carries 18 BrokerCheck disclosures across 2 branch offices - heavy load for a small firm, earning a Grade D.
- Grade D
- Safety grade
- 2
- branch offices
- 18
- disclosures
- #342 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 7449 Canaccord Genuity Wealth Management (USA) Inc.
Canaccord Genuity Wealth Management (USA) Inc. · Grade D · 18 disc · 9.00/office · Small firm
- CRD 7449
- GRADE D
- DISC 18
- REG 13
- ARB 5
- CIV 0
- BRANCH 2
- PER-OFF 9.00
- RANK #342 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: Virtu Americas LLC (9.38 disc/office)
Canaccord Genuity Wealth Management (USA) Inc. ranks #342 of 20,055 by disclosure count among graded broker-dealers; heavy load at 9.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
18 events
On FINRA BrokerCheck
Regulatory events
13 actions
72% of all disclosures
Disclosures per office
9.00 per office
18 ÷ 2 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Canaccord Genuity Wealth Management (USA) Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 13 |
| Arbitrations | 5 |
| Civil Events | 0 |
| Total | 18 |
Counts for Canaccord Genuity Wealth Management (USA) Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 13 Arbitration 5 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Vancouver
- CRD Number
- 7449
Heavy disclosure book
Canaccord Genuity Wealth Management (USA) Inc. in the heavier-disclosure third
Canaccord Genuity Wealth Management (USA) Inc. carries 18 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#342 of 20,055). Regulator-initiated events are 72% of the book (13 regulatory / 5 arbitration / 0 civil).
Canaccord Genuity Wealth Management (USA) Inc. ranks #342 of 20,055 by BrokerCheck disclosure count among graded firms (18 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Canaccord Genuity Wealth Management (USA) Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Canaccord Genuity Wealth Management (USA) Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Canaccord Genuity Wealth Management (USA) Inc. ranks #342 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Canaccord Genuity Wealth Management (USA) Inc.?
A grade of D reflects Canaccord Genuity Wealth Management (USA) Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 18 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Canaccord Genuity Wealth Management (USA) Inc. have?
Canaccord Genuity Wealth Management (USA) Inc. has 18 total FINRA disclosures, including 13 regulatory events, 5 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Canaccord Genuity Wealth Management (USA) Inc.?
Canaccord Genuity Wealth Management (USA) Inc. operates 2 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Canaccord Genuity Wealth Management (USA) Inc.'s disciplinary record?
You can verify Canaccord Genuity Wealth Management (USA) Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7449. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Canaccord Genuity Wealth Management (USA) Inc.'s 18 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Canaccord Genuity Wealth Management (USA) Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Canaccord Genuity Wealth Management (USA) Inc. carries 18 disclosures across 2 branch offices (about 9.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Virtu Americas LLC (NY) - 9.38 disclosures/office, nearest small firm peer to Canaccord Genuity Wealth Management (USA) Inc.'s 9.00
- Apex Clearing Corporation (TX) - 9.50 disclosures/office, nearest small firm peer to Canaccord Genuity Wealth Management (USA) Inc.'s 9.00
- Casey Securities LLC (CA) - 10.00 disclosures/office, nearest small firm peer to Canaccord Genuity Wealth Management (USA) Inc.'s 9.00
- Red Flags in Advisor Records - How to read Canaccord Genuity Wealth Management (USA) Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 18 disclosures behind Canaccord Genuity Wealth Management (USA) Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Canaccord Genuity Wealth Management (USA) Inc..
- Compare firms - put Canaccord Genuity Wealth Management (USA) Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.