CRD #45993 · FINRA BrokerCheck + SEC IAPD

Stonex Financial Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonex Financial Inc. ranks #60 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #4 of 251 on the same disclosure sort used on the state browse page. Stonex Financial Inc. carries 76 BrokerCheck disclosures across 28 branch offices - elevated load for a mid-sized firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
28
branch offices
76
disclosures
#60 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 45993 Stonex Financial Inc.

Stonex Financial Inc. · Grade D · 76 disc · 2.71/office · Mid-sized firm

  • CRD 45993
  • GRADE D
  • DISC 76
  • REG 76
  • ARB 0
  • CIV 0
  • BRANCH 28
  • PER-OFF 2.71
  • RANK #60 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Cantor Fitzgerald & Co. (2.62 disc/office)

Cantor Fitzgerald & Co.2.62Piper Sandler & Co.2.40Robinhood Financial, LLC2.24Stonex Financial Inc. (this)2.71
Disclosures per office among mid-sized firm peers (lower is cleaner)

Stonex Financial Inc. ranks #60 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.71 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

28 offices

FINRA: Large firm

Total disclosures

76 events

On FINRA BrokerCheck

Regulatory events

76 actions

100% of all disclosures

Disclosures per office

2.71 per office

76 ÷ 28 offices

Stonex Financial Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 7% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). This entry sits in this band. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 76
Arbitrations 0
Civil Events 0
Total 76

Counts for Stonex Financial Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 76 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Winter Park, FL
CRD Number
45993

Regulator-heavy mix

Stonex Financial Inc. in the heavier-disclosure third

Stonex Financial Inc. carries 76 BrokerCheck disclosures across 28 branch offices - a heavier-third raw book among graded firms (#60 of 20,055). Regulator-initiated events are 100% of the book (76 regulatory / 0 arbitration / 0 civil).

100% of Stonex Financial Inc.'s 76 disclosures are regulator-initiated (76 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Stonex Financial Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 17× state average

Stonex Financial Inc. sits above the Florida disclosure average

Stonex Financial Inc. reports 76 BrokerCheck disclosures, 17× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Stonex Financial Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonex Financial Inc. ranks #60 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #4 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Stonex Financial Inc.?
A grade of D reflects Stonex Financial Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 76 total disclosures across 28 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Stonex Financial Inc. have?
Stonex Financial Inc. has 76 total FINRA disclosures, including 76 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Stonex Financial Inc.?
Stonex Financial Inc. operates 28 branch offices and is classified by FINRA as a large firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Stonex Financial Inc.'s disciplinary record?
You can verify Stonex Financial Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 45993. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Stonex Financial Inc.'s 76 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Stonex Financial Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Stonex Financial Inc. carries 76 disclosures across 28 branch offices (about 2.71 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Stonex Financial Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Cantor Fitzgerald & Co. (NY) - 2.62 disclosures/office, nearest mid-sized firm peer to Stonex Financial Inc.'s 2.71
  • Piper Sandler & Co. (MN) - 2.40 disclosures/office, nearest mid-sized firm peer to Stonex Financial Inc.'s 2.71
  • Robinhood Financial, LLC (FL) - 2.24 disclosures/office, nearest mid-sized firm peer to Stonex Financial Inc.'s 2.71
  • Firms in FL - state roster that includes Stonex Financial Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Stonex Financial Inc.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 76 disclosures behind Stonex Financial Inc.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Stonex Financial Inc..
  • Compare firms - put Stonex Financial Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.