CRD #165998 · FINRA BrokerCheck + SEC IAPD

Robinhood Financial, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Robinhood Financial, LLC ranks #71 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #5 of 251 on the same disclosure sort used on the state browse page. Robinhood Financial, LLC carries 65 BrokerCheck disclosures across 29 branch offices - elevated load for a mid-sized firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
29
branch offices
65
disclosures
#71 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 165998 Robinhood Financial, LLC

Robinhood Financial, LLC · Grade D · 65 disc · 2.24/office · Mid-sized firm

  • CRD 165998
  • GRADE D
  • DISC 65
  • REG 56
  • ARB 9
  • CIV 0
  • BRANCH 29
  • PER-OFF 2.24
  • RANK #71 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Piper Sandler & Co. (2.40 disc/office)

Piper Sandler & Co.2.40Wells Fargo Securities,…1.93BMO Capital Markets Corp.1.88Robinhood Financial… (this)2.24
Disclosures per office among mid-sized firm peers (lower is cleaner)

Robinhood Financial, LLC ranks #71 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.24 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

29 offices

FINRA: Large firm

Total disclosures

65 events

On FINRA BrokerCheck

Regulatory events

56 actions

86% of all disclosures

Disclosures per office

2.24 per office

65 ÷ 29 offices

Robinhood Financial, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 56
Arbitrations 9
Civil Events 0
Total 65

Counts for Robinhood Financial, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 56 Arbitration 9 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Lake Mary, FL
CRD Number
165998

Elevated disclosures per office

Robinhood Financial, LLC in the heavier-disclosure third

Robinhood Financial, LLC carries 65 BrokerCheck disclosures across 29 branch offices - a heavier-third raw book among graded firms (#71 of 20,055). Regulator-initiated events are 86% of the book (56 regulatory / 9 arbitration / 0 civil).

Robinhood Financial, LLC runs 2.24 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Robinhood Financial, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 14× state average

Robinhood Financial, LLC sits above the Florida disclosure average

Robinhood Financial, LLC reports 65 BrokerCheck disclosures, 14× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Robinhood Financial, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Robinhood Financial, LLC ranks #71 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #5 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Robinhood Financial, LLC?
A grade of D reflects Robinhood Financial, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 65 total disclosures across 29 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Robinhood Financial, LLC have?
Robinhood Financial, LLC has 65 total FINRA disclosures, including 56 regulatory events, 9 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Robinhood Financial, LLC?
Robinhood Financial, LLC operates 29 branch offices and is classified by FINRA as a large firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Robinhood Financial, LLC's disciplinary record?
You can verify Robinhood Financial, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 165998. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Robinhood Financial, LLC's 65 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Robinhood Financial, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Robinhood Financial, LLC carries 65 disclosures across 29 branch offices (about 2.24 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Robinhood Financial, LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Piper Sandler & Co. (MN) - 2.40 disclosures/office, nearest mid-sized firm peer to Robinhood Financial, LLC's 2.24
  • Wells Fargo Securities, LLC (NC) - 1.93 disclosures/office, nearest mid-sized firm peer to Robinhood Financial, LLC's 2.24
  • BMO Capital Markets Corp. (NY) - 1.88 disclosures/office, nearest mid-sized firm peer to Robinhood Financial, LLC's 2.24
  • Firms in FL - state roster that includes Robinhood Financial, LLC's registration home.
  • Red Flags in Advisor Records - How to read Robinhood Financial, LLC's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 65 disclosures behind Robinhood Financial, LLC's Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Robinhood Financial, LLC.
  • Compare firms - put Robinhood Financial, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.