Branch offices
29 offices
FINRA: Small firm
CRD #130745 · FINRA BrokerCheck + SEC IAPD
Imst Distributors, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Imst Distributors, LLC ranks #11,887 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #12 of 21 on the same disclosure sort used on the state browse page. Imst Distributors, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 29 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 29
- branch offices
- 0
- disclosures
- #11,887 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 130745 Imst Distributors, LLC
Imst Distributors, LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 130745
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 29
- PER-OFF 0.00
- RANK #11,887 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Imst Distributors, LLC ranks #11,887 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 29 offices
Clean disclosure surface
Imst Distributors, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 29 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Portland, ME
- CRD Number
- 130745
Clean BrokerCheck surface
Imst Distributors, LLC's clean BrokerCheck surface
Imst Distributors, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 29 branch offices (Grade A).
Imst Distributors, LLC shows zero reportable disclosures across 29 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Imst Distributors, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Maine cohort · 0.00× state average
Imst Distributors, LLC sits below the Maine disclosure average
Imst Distributors, LLC reports 0 BrokerCheck disclosures, 0.00× the Maine average of 0.4, lighter than most of the 21 graded firms filed there.
In Maine, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maine state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Imst Distributors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Imst Distributors, LLC ranks #11,887 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #12 of 21 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Imst Distributors, LLC?
A grade of A means Imst Distributors, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Imst Distributors, LLC have?
Imst Distributors, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Imst Distributors, LLC?
Imst Distributors, LLC operates 29 branch offices and is classified by FINRA as a small firm, registered in ME (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Imst Distributors, LLC's disciplinary record?
You can verify Imst Distributors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 130745. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Imst Distributors, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Imst Distributors, LLC, both outside ME so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (29 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Imst Distributors, LLC's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Imst Distributors, LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Imst Distributors, LLC's 0.00
- Firms in ME - state roster that includes Imst Distributors, LLC's registration home.
- How to Vet a Financial Advisor - Use Imst Distributors, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Imst Distributors, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Imst Distributors, LLC.
- Compare firms - put Imst Distributors, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.