CRD #24723 · FINRA BrokerCheck + SEC IAPD

Independence Capital Co., Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Independence Capital Co., Inc. ranks #1,455 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #9 of 57 on the same disclosure sort used on the state browse page. Independence Capital Co., Inc. carries 5 BrokerCheck disclosures across 29 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
29
branch offices
5
disclosures
#1,455 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 24723 Independence Capital Co., Inc.

Independence Capital Co., Inc. · Grade B · 5 disc · 0.17/office · Mid-sized firm

  • CRD 24723
  • GRADE B
  • DISC 5
  • REG 4
  • ARB 1
  • CIV 0
  • BRANCH 29
  • PER-OFF 0.17
  • RANK #1,455 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: B.B. Graham & Company, Inc. (0.17 disc/office)

B.B. Graham & Company, …0.17World Equity Group, Inc.0.17Signal Securities, Inc.0.16Independence Capita… (this)0.17
Disclosures per office among mid-sized firm peers (lower is cleaner)

Independence Capital Co., Inc. ranks #1,455 of 20,055 by disclosure count among graded broker-dealers; light load at 0.17 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

29 offices

FINRA: Small firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

4 actions

80% of all disclosures

Disclosures per office

0.17 per office

5 ÷ 29 offices

Independence Capital Co., Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 79% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 1
Civil Events 0
Total 5

Counts for Independence Capital Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Parma, OH
CRD Number
24723

Regulator-heavy mix

Independence Capital Co., Inc. in the heavier-disclosure third

Independence Capital Co., Inc. carries 5 BrokerCheck disclosures across 29 branch offices - a heavier-third raw book among graded firms (#1,455 of 20,055). Regulator-initiated events are 80% of the book (4 regulatory / 1 arbitration / 0 civil).

80% of Independence Capital Co., Inc.'s 5 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Independence Capital Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Ohio cohort · 1.22× state average

Independence Capital Co., Inc. sits above the Ohio disclosure average

Independence Capital Co., Inc. reports 5 BrokerCheck disclosures, 1.22× the Ohio average of 4.1 across 57 graded firms with a principal-office state on file.

In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Independence Capital Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Independence Capital Co., Inc. ranks #1,455 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #9 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Independence Capital Co., Inc.?
A grade of B reflects Independence Capital Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 29 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Independence Capital Co., Inc. have?
Independence Capital Co., Inc. has 5 total FINRA disclosures, including 4 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Independence Capital Co., Inc.?
Independence Capital Co., Inc. operates 29 branch offices and is classified by FINRA as a small firm, registered in OH (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Independence Capital Co., Inc.'s disciplinary record?
You can verify Independence Capital Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 24723. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Independence Capital Co., Inc.'s 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Independence Capital Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Independence Capital Co., Inc. carries 5 disclosures across 29 branch offices (about 0.17 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Independence Capital Co., Inc., both outside OH so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • B.B. Graham & Company, Inc. (CA) - 0.17 disclosures/office, nearest mid-sized firm peer to Independence Capital Co., Inc.'s 0.17
  • World Equity Group, Inc. (IL) - 0.17 disclosures/office, nearest mid-sized firm peer to Independence Capital Co., Inc.'s 0.17
  • Signal Securities, Inc. (TX) - 0.16 disclosures/office, nearest mid-sized firm peer to Independence Capital Co., Inc.'s 0.17
  • Firms in OH - state roster that includes Independence Capital Co., Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Independence Capital Co., Inc..
  • Reading BrokerCheck Reports - How Independence Capital Co., Inc.'s 0.17 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Independence Capital Co., Inc..
  • Compare firms - put Independence Capital Co., Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.