CRD #15916 · FINRA BrokerCheck + SEC IAPD

Signal Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Signal Securities, Inc. ranks #1,543 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #24 of 189 on the same disclosure sort used on the state browse page. Signal Securities, Inc. carries 5 BrokerCheck disclosures across 31 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
31
branch offices
5
disclosures
#1,543 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 15916 Signal Securities, Inc.

Signal Securities, Inc. · Grade B · 5 disc · 0.16/office · Mid-sized firm

  • CRD 15916
  • GRADE B
  • DISC 5
  • REG 3
  • ARB 2
  • CIV 0
  • BRANCH 31
  • PER-OFF 0.16
  • RANK #1,543 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Steward Partners Investment Solutions, LLC (0.16 disc/office)

Steward Partners Invest…0.16Performance Trust Capit…0.16World Equity Group, Inc.0.17Signal Securities, … (this)0.16
Disclosures per office among mid-sized firm peers (lower is cleaner)

Signal Securities, Inc. ranks #1,543 of 20,055 by disclosure count among graded broker-dealers; light load at 0.16 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

31 offices

FINRA: Small firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

3 actions

60% of all disclosures

Disclosures per office

0.16 per office

5 ÷ 31 offices

Signal Securities, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 81% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 3
Arbitrations 2
Civil Events 0
Total 5

Counts for Signal Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 3 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Fort Worth, TX, 76102-5036
Formed
09/24/1984
State of Formation
Texas
CRD Number
15916
SEC Number
32948

Lower disclosures per office

Signal Securities, Inc. in the heavier-disclosure third

Signal Securities, Inc. carries 5 BrokerCheck disclosures across 31 branch offices - a heavier-third raw book among graded firms (#1,543 of 20,055). Regulator-initiated events are 60% of the book (3 regulatory / 2 arbitration / 0 civil).

Signal Securities, Inc. runs 0.16 disclosures per branch office (cleaner than 81% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Signal Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Texas cohort · 1.24× state average

Signal Securities, Inc. sits above the Texas disclosure average

Signal Securities, Inc. reports 5 BrokerCheck disclosures, 1.24× the Texas average of 4.0 across 189 graded firms with a principal-office state on file.

In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Signal Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Signal Securities, Inc. ranks #1,543 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #24 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Signal Securities, Inc.?
A grade of B reflects Signal Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 31 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Signal Securities, Inc. have?
Signal Securities, Inc. has 5 total FINRA disclosures, including 3 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Signal Securities, Inc.?
Signal Securities, Inc. operates 31 branch offices and is classified by FINRA as a small firm, registered in TX (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Signal Securities, Inc.'s disciplinary record?
You can verify Signal Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15916. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Signal Securities, Inc.'s 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Signal Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Signal Securities, Inc. carries 5 disclosures across 31 branch offices (about 0.16 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Signal Securities, Inc., both outside TX so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.