CRD #36155 · FINRA BrokerCheck + SEC IAPD

Performance Trust Capital Partners, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Performance Trust Capital Partners, LLC ranks #901 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #36 of 200 on the same disclosure sort used on the state browse page. Performance Trust Capital Partners, LLC carries 8 BrokerCheck disclosures across 51 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
51
branch offices
8
disclosures
#901 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 36155 Performance Trust Capital Partners, LLC

Performance Trust Capital Partners, LLC · Grade B · 8 disc · 0.16/office · Mid-sized firm

  • CRD 36155
  • GRADE B
  • DISC 8
  • REG 8
  • ARB 0
  • CIV 0
  • BRANCH 51
  • PER-OFF 0.16
  • RANK #901 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Steward Partners Investment Solutions, LLC (0.16 disc/office)

Steward Partners Invest…0.16BNY Mellon Securities C…0.15Signal Securities, Inc.0.16Performance Trust C… (this)0.16
Disclosures per office among mid-sized firm peers (lower is cleaner)

Performance Trust Capital Partners, LLC ranks #901 of 20,055 by disclosure count among graded broker-dealers; light load at 0.16 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

51 offices

FINRA: Medium firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

8 actions

100% of all disclosures

Disclosures per office

0.16 per office

8 ÷ 51 offices

Performance Trust Capital Partners, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 81% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 0
Civil Events 0
Total 8

Counts for Performance Trust Capital Partners, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Chicago, IL
CRD Number
36155

Regulator-heavy mix

Performance Trust Capital Partners, LLC in the heavier-disclosure third

Performance Trust Capital Partners, LLC carries 8 BrokerCheck disclosures across 51 branch offices - a heavier-third raw book among graded firms (#901 of 20,055). Regulator-initiated events are 100% of the book (8 regulatory / 0 arbitration / 0 civil).

100% of Performance Trust Capital Partners, LLC's 8 disclosures are regulator-initiated (8 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Performance Trust Capital Partners, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 1.57× state average

Performance Trust Capital Partners, LLC sits above the Illinois disclosure average

Performance Trust Capital Partners, LLC reports 8 BrokerCheck disclosures, 1.57× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Performance Trust Capital Partners, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Performance Trust Capital Partners, LLC ranks #901 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #36 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Performance Trust Capital Partners, LLC?
A grade of B reflects Performance Trust Capital Partners, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 8 total disclosures across 51 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Performance Trust Capital Partners, LLC have?
Performance Trust Capital Partners, LLC has 8 total FINRA disclosures, including 8 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Performance Trust Capital Partners, LLC?
Performance Trust Capital Partners, LLC operates 51 branch offices and is classified by FINRA as a medium firm, registered in IL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Performance Trust Capital Partners, LLC's disciplinary record?
You can verify Performance Trust Capital Partners, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36155. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Performance Trust Capital Partners, LLC's 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Performance Trust Capital Partners, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Performance Trust Capital Partners, LLC carries 8 disclosures across 51 branch offices (about 0.16 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Performance Trust Capital Partners, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Steward Partners Investment Solutions, LLC (OR) - 0.16 disclosures/office, nearest mid-sized firm peer to Performance Trust Capital Partners, LLC's 0.16
  • BNY Mellon Securities Corporation (NY) - 0.15 disclosures/office, nearest mid-sized firm peer to Performance Trust Capital Partners, LLC's 0.16
  • Signal Securities, Inc. (TX) - 0.16 disclosures/office, nearest mid-sized firm peer to Performance Trust Capital Partners, LLC's 0.16
  • Firms in IL - state roster that includes Performance Trust Capital Partners, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Performance Trust Capital Partners, LLC.
  • Reading BrokerCheck Reports - How Performance Trust Capital Partners, LLC's 0.16 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Performance Trust Capital Partners, LLC.
  • Compare firms - put Performance Trust Capital Partners, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.