Branch offices
30 offices
FINRA: Small firm
CRD #140393 · FINRA BrokerCheck + SEC IAPD
Advanced Advisor Group, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Advanced Advisor Group, LLC ranks #5,264 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #25 of 42 on the same disclosure sort used on the state browse page. Advanced Advisor Group, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 30 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 30
- branch offices
- 0
- disclosures
- #5,264 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 140393 Advanced Advisor Group, LLC
Advanced Advisor Group, LLC · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 140393
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 30
- PER-OFF 0.00
- RANK #5,264 of 20,055
- BOOK Mid-sized firm
Intensity peers
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Advanced Advisor Group, LLC ranks #5,264 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 30 offices
Clean disclosure surface
Advanced Advisor Group, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 30 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Cambridge, MN
- CRD Number
- 140393
Clean BrokerCheck surface
Advanced Advisor Group, LLC's clean BrokerCheck surface
Advanced Advisor Group, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 30 branch offices (Grade A).
Advanced Advisor Group, LLC shows zero reportable disclosures across 30 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Advanced Advisor Group, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Minnesota cohort · 0.00× state average
Advanced Advisor Group, LLC sits below the Minnesota disclosure average
Advanced Advisor Group, LLC reports 0 BrokerCheck disclosures, 0.00× the Minnesota average of 13.1, lighter than most of the 42 graded firms filed there.
In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Advanced Advisor Group, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Advanced Advisor Group, LLC ranks #5,264 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #25 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Advanced Advisor Group, LLC?
A grade of A means Advanced Advisor Group, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Advanced Advisor Group, LLC have?
Advanced Advisor Group, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Advanced Advisor Group, LLC?
Advanced Advisor Group, LLC operates 30 branch offices and is classified by FINRA as a small firm, registered in MN (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Advanced Advisor Group, LLC's disciplinary record?
You can verify Advanced Advisor Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 140393. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Advanced Advisor Group, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Advanced Advisor Group, LLC, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (30 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Advanced Advisor Group, LLC's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Advanced Advisor Group, LLC's 0.00
- AW Securities (CA) - 0.00 disclosures/office, nearest mid-sized firm peer to Advanced Advisor Group, LLC's 0.00
- Firms in MN - state roster that includes Advanced Advisor Group, LLC's registration home.
- How to Vet a Financial Advisor - Use Advanced Advisor Group, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Advanced Advisor Group, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Advanced Advisor Group, LLC.
- Compare firms - put Advanced Advisor Group, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.