CRD #42360 · FINRA BrokerCheck + SEC IAPD

IBN Financial Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, IBN Financial Services, Inc. ranks #757 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #87 of 868 on the same disclosure sort used on the state browse page. IBN Financial Services, Inc. carries 9 BrokerCheck disclosures across 30 branch offices - moderate load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
30
branch offices
9
disclosures
#757 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 42360 IBN Financial Services, Inc.

IBN Financial Services, Inc. · Grade B · 9 disc · 0.30/office · Mid-sized firm

  • CRD 42360
  • GRADE B
  • DISC 9
  • REG 9
  • ARB 0
  • CIV 0
  • BRANCH 30
  • PER-OFF 0.30
  • RANK #757 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Supreme Alliance LLC (0.30 disc/office)

Supreme Alliance LLC0.30FHN Financial Securitie…0.30Davenport & Company LLC0.29IBN Financial Servi… (this)0.30
Disclosures per office among mid-sized firm peers (lower is cleaner)

IBN Financial Services, Inc. ranks #757 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.30 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

30 offices

FINRA: Small firm

Total disclosures

9 events

On FINRA BrokerCheck

Regulatory events

9 actions

100% of all disclosures

Disclosures per office

0.30 per office

9 ÷ 30 offices

IBN Financial Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 71% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 9
Arbitrations 0
Civil Events 0
Total 9

Counts for IBN Financial Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 9 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Liverpool, NY
CRD Number
42360

Regulator-heavy mix

IBN Financial Services, Inc. in the heavier-disclosure third

IBN Financial Services, Inc. carries 9 BrokerCheck disclosures across 30 branch offices - a heavier-third raw book among graded firms (#757 of 20,055). Regulator-initiated events are 100% of the book (9 regulatory / 0 arbitration / 0 civil).

100% of IBN Financial Services, Inc.'s 9 disclosures are regulator-initiated (9 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of IBN Financial Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 1.03× state average

IBN Financial Services, Inc. tracks near the New York disclosure average

IBN Financial Services, Inc. reports 9 BrokerCheck disclosures, about 1.03× the New York average of 8.7 across 868 graded firms.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does IBN Financial Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, IBN Financial Services, Inc. ranks #757 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #87 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for IBN Financial Services, Inc.?
A grade of B reflects IBN Financial Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 9 total disclosures across 30 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does IBN Financial Services, Inc. have?
IBN Financial Services, Inc. has 9 total FINRA disclosures, including 9 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is IBN Financial Services, Inc.?
IBN Financial Services, Inc. operates 30 branch offices and is classified by FINRA as a small firm, registered in NY (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify IBN Financial Services, Inc.'s disciplinary record?
You can verify IBN Financial Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 42360. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). IBN Financial Services, Inc.'s 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid IBN Financial Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. IBN Financial Services, Inc. carries 9 disclosures across 30 branch offices (about 0.30 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for IBN Financial Services, Inc., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Supreme Alliance LLC (NC) - 0.30 disclosures/office, nearest mid-sized firm peer to IBN Financial Services, Inc.'s 0.30
  • FHN Financial Securities Corp. (TN) - 0.30 disclosures/office, nearest mid-sized firm peer to IBN Financial Services, Inc.'s 0.30
  • Davenport & Company LLC (VA) - 0.29 disclosures/office, nearest mid-sized firm peer to IBN Financial Services, Inc.'s 0.30
  • Firms in NY - state roster that includes IBN Financial Services, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like IBN Financial Services, Inc..
  • Reading BrokerCheck Reports - How IBN Financial Services, Inc.'s 0.30 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to IBN Financial Services, Inc..
  • Compare firms - put IBN Financial Services, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.