CRD #130390 · FINRA BrokerCheck + SEC IAPD

Liberty Partners Financial Services, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Liberty Partners Financial Services, LLC ranks #771 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #3 of 55 on the same disclosure sort used on the state browse page. Liberty Partners Financial Services, LLC carries 9 BrokerCheck disclosures across 8 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
8
branch offices
9
disclosures
#771 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 130390 Liberty Partners Financial Services, LLC

Liberty Partners Financial Services, LLC · Grade B · 9 disc · 1.13/office · Small firm

  • CRD 130390
  • GRADE B
  • DISC 9
  • REG 8
  • ARB 1
  • CIV 0
  • BRANCH 8
  • PER-OFF 1.13
  • RANK #771 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Access Financial Group, Inc. (1.20 disc/office)

Access Financial Group,…1.20Investment Placement Group1.20Access Securities, LLC1.00Liberty Partners Fi… (this)1.13
Disclosures per office among small firm peers (lower is cleaner)

Liberty Partners Financial Services, LLC ranks #771 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.13 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Small firm

Total disclosures

9 events

On FINRA BrokerCheck

Regulatory events

8 actions

89% of all disclosures

Disclosures per office

1.13 per office

9 ÷ 8 offices

Liberty Partners Financial Services, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 24% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). This entry sits in this band. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 1
Civil Events 0
Total 9

Counts for Liberty Partners Financial Services, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Raleigh, NC
CRD Number
130390

Regulator-heavy mix

Liberty Partners Financial Services, LLC in the heavier-disclosure third

Liberty Partners Financial Services, LLC carries 9 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#771 of 20,055). Regulator-initiated events are 89% of the book (8 regulatory / 1 arbitration / 0 civil).

89% of Liberty Partners Financial Services, LLC's 9 disclosures are regulator-initiated (8 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Liberty Partners Financial Services, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

North Carolina cohort · 2.11× state average

Liberty Partners Financial Services, LLC sits above the North Carolina disclosure average

Liberty Partners Financial Services, LLC reports 9 BrokerCheck disclosures, 2.11× the North Carolina average of 4.3 across 55 graded firms with a principal-office state on file.

In North Carolina, 31 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the North Carolina state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Liberty Partners Financial Services, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Liberty Partners Financial Services, LLC ranks #771 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #3 of 55 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Liberty Partners Financial Services, LLC?
A grade of B reflects Liberty Partners Financial Services, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 9 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Liberty Partners Financial Services, LLC have?
Liberty Partners Financial Services, LLC has 9 total FINRA disclosures, including 8 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Liberty Partners Financial Services, LLC?
Liberty Partners Financial Services, LLC operates 8 branch offices and is classified by FINRA as a small firm, registered in NC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Liberty Partners Financial Services, LLC's disciplinary record?
You can verify Liberty Partners Financial Services, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 130390. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Liberty Partners Financial Services, LLC's 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Liberty Partners Financial Services, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Liberty Partners Financial Services, LLC carries 9 disclosures across 8 branch offices (about 1.13 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Liberty Partners Financial Services, LLC, both outside NC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Access Financial Group, Inc. (IL) - 1.20 disclosures/office, nearest small firm peer to Liberty Partners Financial Services, LLC's 1.13
  • Investment Placement Group (CA) - 1.20 disclosures/office, nearest small firm peer to Liberty Partners Financial Services, LLC's 1.13
  • Access Securities, LLC (CT) - 1.00 disclosures/office, nearest small firm peer to Liberty Partners Financial Services, LLC's 1.13
  • Firms in NC - state roster that includes Liberty Partners Financial Services, LLC's registration home.
  • Red Flags in Advisor Records - How to read Liberty Partners Financial Services, LLC's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 9 disclosures behind Liberty Partners Financial Services, LLC's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Liberty Partners Financial Services, LLC.
  • Compare firms - put Liberty Partners Financial Services, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.