CRD #33065 · FINRA BrokerCheck + SEC IAPD

Access Financial Group, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Access Financial Group, Inc. ranks #1,107 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #41 of 200 on the same disclosure sort used on the state browse page. Access Financial Group, Inc. carries 6 BrokerCheck disclosures across 5 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
5
branch offices
6
disclosures
#1,107 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 33065 Access Financial Group, Inc.

Access Financial Group, Inc. · Grade B · 6 disc · 1.20/office · Small firm

  • CRD 33065
  • GRADE B
  • DISC 6
  • REG 4
  • ARB 2
  • CIV 0
  • BRANCH 5
  • PER-OFF 1.20
  • RANK #1,107 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Investment Placement Group (1.20 disc/office)

Investment Placement Group1.20Archipelago Trading Ser…1.25National Bank of Canada…1.25Access Financial Gr… (this)1.20
Disclosures per office among small firm peers (lower is cleaner)

Access Financial Group, Inc. ranks #1,107 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.20 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

5 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

4 actions

67% of all disclosures

Disclosures per office

1.20 per office

6 ÷ 5 offices

Access Financial Group, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 24% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). This entry sits in this band. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 2
Civil Events 0
Total 6

Counts for Access Financial Group, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Chicago, IL
CRD Number
33065

Elevated disclosures per office

Access Financial Group, Inc. in the heavier-disclosure third

Access Financial Group, Inc. carries 6 BrokerCheck disclosures across 5 branch offices - a heavier-third raw book among graded firms (#1,107 of 20,055). Regulator-initiated events are 67% of the book (4 regulatory / 2 arbitration / 0 civil).

Access Financial Group, Inc. runs 1.20 disclosures per branch office (cleaner than only 76% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Access Financial Group, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 1.18× state average

Access Financial Group, Inc. sits above the Illinois disclosure average

Access Financial Group, Inc. reports 6 BrokerCheck disclosures, 1.18× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Access Financial Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Access Financial Group, Inc. ranks #1,107 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #41 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Access Financial Group, Inc.?
A grade of B reflects Access Financial Group, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 6 total disclosures across 5 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Access Financial Group, Inc. have?
Access Financial Group, Inc. has 6 total FINRA disclosures, including 4 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Access Financial Group, Inc.?
Access Financial Group, Inc. operates 5 branch offices and is classified by FINRA as a small firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Access Financial Group, Inc.'s disciplinary record?
You can verify Access Financial Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 33065. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Access Financial Group, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Access Financial Group, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Access Financial Group, Inc. carries 6 disclosures across 5 branch offices (about 1.20 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Access Financial Group, Inc., both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.