CRD #46346 · FINRA BrokerCheck + SEC IAPD

FHN Financial Securities Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FHN Financial Securities Corp. ranks #846 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #6 of 42 on the same disclosure sort used on the state browse page. FHN Financial Securities Corp. carries 8 BrokerCheck disclosures across 27 branch offices - moderate load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
27
branch offices
8
disclosures
#846 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 46346 FHN Financial Securities Corp.

FHN Financial Securities Corp. · Grade C · 8 disc · 0.30/office · Mid-sized firm

  • CRD 46346
  • GRADE C
  • DISC 8
  • REG 7
  • ARB 1
  • CIV 0
  • BRANCH 27
  • PER-OFF 0.30
  • RANK #846 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: IBN Financial Services, Inc. (0.30 disc/office)

IBN Financial Services,…0.30Supreme Alliance LLC0.30Davenport & Company LLC0.29FHN Financial Secur… (this)0.30
Disclosures per office among mid-sized firm peers (lower is cleaner)

FHN Financial Securities Corp. ranks #846 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.30 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

27 offices

FINRA: Medium firm

Total disclosures

8 events

On FINRA BrokerCheck

Regulatory events

7 actions

88% of all disclosures

Disclosures per office

0.30 per office

8 ÷ 27 offices

FHN Financial Securities Corp. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 71% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 1
Civil Events 0
Total 8

Counts for FHN Financial Securities Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 1 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Memphis, TN, 38120
Formed
10/30/1998
State of Formation
Tennessee
CRD Number
46346
SEC Number
51393

Regulator-heavy mix

FHN Financial Securities Corp. in the heavier-disclosure third

FHN Financial Securities Corp. carries 8 BrokerCheck disclosures across 27 branch offices - a heavier-third raw book among graded firms (#846 of 20,055). Regulator-initiated events are 88% of the book (7 regulatory / 1 arbitration / 0 civil).

88% of FHN Financial Securities Corp.'s 8 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of FHN Financial Securities Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Tennessee cohort · 2.45× state average

FHN Financial Securities Corp. sits above the Tennessee disclosure average

FHN Financial Securities Corp. reports 8 BrokerCheck disclosures, 2.45× the Tennessee average of 3.3 across 42 graded firms with a principal-office state on file.

In Tennessee, 23 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Tennessee state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does FHN Financial Securities Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FHN Financial Securities Corp. ranks #846 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #6 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for FHN Financial Securities Corp.?
A grade of C reflects FHN Financial Securities Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 8 total disclosures across 27 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does FHN Financial Securities Corp. have?
FHN Financial Securities Corp. has 8 total FINRA disclosures, including 7 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FHN Financial Securities Corp.?
FHN Financial Securities Corp. operates 27 branch offices and is classified by FINRA as a medium firm, registered in TN (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FHN Financial Securities Corp.'s disciplinary record?
You can verify FHN Financial Securities Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 46346. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). FHN Financial Securities Corp.'s 8 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid FHN Financial Securities Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. FHN Financial Securities Corp. carries 8 disclosures across 27 branch offices (about 0.30 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for FHN Financial Securities Corp., both outside TN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • IBN Financial Services, Inc. (NY) - 0.30 disclosures/office, nearest mid-sized firm peer to FHN Financial Securities Corp.'s 0.30
  • Supreme Alliance LLC (NC) - 0.30 disclosures/office, nearest mid-sized firm peer to FHN Financial Securities Corp.'s 0.30
  • Davenport & Company LLC (VA) - 0.29 disclosures/office, nearest mid-sized firm peer to FHN Financial Securities Corp.'s 0.30
  • Firms in TN - state roster that includes FHN Financial Securities Corp.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like FHN Financial Securities Corp..
  • Reading BrokerCheck Reports - How FHN Financial Securities Corp.'s 0.30 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to FHN Financial Securities Corp..
  • Compare firms - put FHN Financial Securities Corp. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.