CRD #19524 · FINRA BrokerCheck + SEC IAPD

Johnson Rice & Company L.L.C.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Johnson Rice & Company L.L.C. ranks #762 of 20,055 by disclosure count (most disclosures first). Among firms registered in LA, it ranks #1 of 8 on the same disclosure sort used on the state browse page. Johnson Rice & Company L.L.C. carries 9 BrokerCheck disclosures across 2 branch offices - heavy load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
2
branch offices
9
disclosures
#762 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 19524 Johnson Rice & Company L.L.C.

Johnson Rice & Company L.L.C. · Grade C · 9 disc · 4.50/office · Small firm

  • CRD 19524
  • GRADE C
  • DISC 9
  • REG 7
  • ARB 2
  • CIV 0
  • BRANCH 2
  • PER-OFF 4.50
  • RANK #762 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Bluefin Capital Management, LLC (4.50 disc/office)

Bluefin Capital Managem…4.50Commerz Markets LLC4.50Gelber Securities, LLC4.50Johnson Rice & Comp… (this)4.50
Disclosures per office among small firm peers (lower is cleaner)

Johnson Rice & Company L.L.C. ranks #762 of 20,055 by disclosure count among graded broker-dealers; heavy load at 4.50 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

9 events

On FINRA BrokerCheck

Regulatory events

7 actions

78% of all disclosures

Disclosures per office

4.50 per office

9 ÷ 2 offices

Johnson Rice & Company L.L.C. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

5 a cleaner per-office record than 0% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). Below this entry. 3–4: 5 disclosing firms (0%). Below this entry. 4–4: 10 disclosing firms (1%). Below this entry. 4–4: 3 disclosing firms (0%). Below this entry. 4–4: 9 disclosing firms (1%). Below this entry. 4–5: 3 disclosing firms (0%). Below this entry. 5–5: 11 disclosing firms (1%). This entry sits in this band. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 7
Arbitrations 2
Civil Events 0
Total 9

Counts for Johnson Rice & Company L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 7 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New Orleans, LA
CRD Number
19524

Elevated disclosures per office

Johnson Rice & Company L.L.C. in the heavier-disclosure third

Johnson Rice & Company L.L.C. carries 9 BrokerCheck disclosures across 2 branch offices - a heavier-third raw book among graded firms (#762 of 20,055). Regulator-initiated events are 78% of the book (7 regulatory / 2 arbitration / 0 civil).

Johnson Rice & Company L.L.C. runs 4.50 disclosures per branch office (cleaner than only 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Johnson Rice & Company L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Louisiana cohort · 3.79× state average

Johnson Rice & Company L.L.C. sits above the Louisiana disclosure average

Johnson Rice & Company L.L.C. reports 9 BrokerCheck disclosures, 3.79× the Louisiana average of 2.4 across 8 graded firms with a principal-office state on file.

In Louisiana, 3 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Louisiana state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Johnson Rice & Company L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Johnson Rice & Company L.L.C. ranks #762 of 20,055 by disclosure count (most disclosures first). Among firms registered in LA, it ranks #1 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Johnson Rice & Company L.L.C.?
A grade of C reflects Johnson Rice & Company L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 9 total disclosures across 2 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Johnson Rice & Company L.L.C. have?
Johnson Rice & Company L.L.C. has 9 total FINRA disclosures, including 7 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Johnson Rice & Company L.L.C.?
Johnson Rice & Company L.L.C. operates 2 branch offices and is classified by FINRA as a small firm, registered in LA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Johnson Rice & Company L.L.C.'s disciplinary record?
You can verify Johnson Rice & Company L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 19524. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Johnson Rice & Company L.L.C.'s 9 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Johnson Rice & Company L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Johnson Rice & Company L.L.C. carries 9 disclosures across 2 branch offices (about 4.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Johnson Rice & Company L.L.C., both outside LA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Bluefin Capital Management, LLC (NY) - 4.50 disclosures/office, nearest small firm peer to Johnson Rice & Company L.L.C.'s 4.50
  • Commerz Markets LLC (NY) - 4.50 disclosures/office, nearest small firm peer to Johnson Rice & Company L.L.C.'s 4.50
  • Gelber Securities, LLC (IL) - 4.50 disclosures/office, nearest small firm peer to Johnson Rice & Company L.L.C.'s 4.50
  • Firms in LA - state roster that includes Johnson Rice & Company L.L.C.'s registration home.
  • Red Flags in Advisor Records - How to read Johnson Rice & Company L.L.C.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 9 disclosures behind Johnson Rice & Company L.L.C.'s Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Johnson Rice & Company L.L.C..
  • Compare firms - put Johnson Rice & Company L.L.C. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.