CRD #36848 · FINRA BrokerCheck + SEC IAPD

Wolverine Trading, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wolverine Trading, LLC ranks #72 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #3 of 200 on the same disclosure sort used on the state browse page. Wolverine Trading, LLC carries 63 BrokerCheck disclosures across 3 branch offices - heavy load for a small firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
3
branch offices
63
disclosures
#72 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 36848 Wolverine Trading, LLC

Wolverine Trading, LLC · Grade F · 63 disc · 21.00/office · Small firm

  • CRD 36848
  • GRADE F
  • DISC 63
  • REG 63
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 21.00
  • RANK #72 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Ibkr Securities Services LLC (21.00 disc/office)

Ibkr Securities Service…21.00Wolverine Execution Ser…21.50IMC Financial Markets20.00Wolverine Trading, LLC (this)21.00
Disclosures per office among small firm peers (lower is cleaner)

Wolverine Trading, LLC ranks #72 of 20,055 by disclosure count among graded broker-dealers; heavy load at 21.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

63 events

On FINRA BrokerCheck

Regulatory events

63 actions

100% of all disclosures

Disclosures per office

21.00 per office

63 ÷ 3 offices

Disclosure Intensity

Disclosures per branch office, the firm's disclosure load relative to its operating footprint.

Wolverine Trading, LLC - disclosures per branch office 100.0%
Typical multi-office firm

Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 63
Arbitrations 0
Civil Events 0
Total 63

Counts for Wolverine Trading, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 63 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Chicago, IL
CRD Number
36848

Regulator-heavy mix

Wolverine Trading, LLC in the heavier-disclosure third

Wolverine Trading, LLC carries 63 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#72 of 20,055). Regulator-initiated events are 100% of the book (63 regulatory / 0 arbitration / 0 civil).

100% of Wolverine Trading, LLC's 63 disclosures are regulator-initiated (63 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Wolverine Trading, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 12× state average

Wolverine Trading, LLC sits above the Illinois disclosure average

Wolverine Trading, LLC reports 63 BrokerCheck disclosures, 12× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Wolverine Trading, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wolverine Trading, LLC ranks #72 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #3 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Wolverine Trading, LLC?
A grade of F reflects Wolverine Trading, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 63 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wolverine Trading, LLC have?
Wolverine Trading, LLC has 63 total FINRA disclosures, including 63 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wolverine Trading, LLC?
Wolverine Trading, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wolverine Trading, LLC's disciplinary record?
You can verify Wolverine Trading, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36848. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wolverine Trading, LLC's 63 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wolverine Trading, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wolverine Trading, LLC carries 63 disclosures across 3 branch offices (about 21.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Wolverine Trading, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.