CRD #122225 · FINRA BrokerCheck + SEC IAPD

Btig, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Btig, LLC ranks #507 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #8 of 279 on the same disclosure sort used on the state browse page. Btig, LLC carries 13 BrokerCheck disclosures across 28 branch offices - moderate load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
28
branch offices
13
disclosures
#507 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 122225 Btig, LLC

Btig, LLC · Grade C · 13 disc · 0.46/office · Mid-sized firm

  • CRD 122225
  • GRADE C
  • DISC 13
  • REG 12
  • ARB 0
  • CIV 1
  • BRANCH 28
  • PER-OFF 0.46
  • RANK #507 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Mesirow Financial, Inc. (0.46 disc/office)

Mesirow Financial, Inc.0.46A.G.P. / Alliance Globa…0.47Celadon Financial Group…0.50Btig, LLC (this)0.46
Disclosures per office among mid-sized firm peers (lower is cleaner)

Btig, LLC ranks #507 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.46 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

28 offices

FINRA: Large firm

Total disclosures

13 events

On FINRA BrokerCheck

Regulatory events

12 actions

92% of all disclosures

Disclosures per office

0.46 per office

13 ÷ 28 offices

Btig, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 63% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 12
Arbitrations 0
Civil Events 1
Total 13

Counts for Btig, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 12 Arbitration 0 Civil 1

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
San Francisco, CA, 94104
Formed
06/05/2002
State of Formation
Delaware
CRD Number
122225
SEC Number
65473

Regulator-heavy mix

Btig, LLC in the heavier-disclosure third

Btig, LLC carries 13 BrokerCheck disclosures across 28 branch offices - a heavier-third raw book among graded firms (#507 of 20,055). Regulator-initiated events are 92% of the book (12 regulatory / 0 arbitration / 1 civil).

92% of Btig, LLC's 13 disclosures are regulator-initiated (12 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Btig, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 6.34× state average

Btig, LLC sits above the California disclosure average

Btig, LLC reports 13 BrokerCheck disclosures, 6.34× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Btig, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Btig, LLC ranks #507 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #8 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Btig, LLC?
A grade of C reflects Btig, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 13 total disclosures across 28 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Btig, LLC have?
Btig, LLC has 13 total FINRA disclosures, including 12 regulatory events, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Btig, LLC?
Btig, LLC operates 28 branch offices and is classified by FINRA as a large firm, registered in CA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Btig, LLC's disciplinary record?
You can verify Btig, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 122225. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Btig, LLC's 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Btig, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Btig, LLC carries 13 disclosures across 28 branch offices (about 0.46 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Btig, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.