Branch offices
28 offices
FINRA: Small firm
CRD #43793 · FINRA BrokerCheck + SEC IAPD
USI Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, USI Securities, Inc. ranks #19,112 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #102 of 111 on the same disclosure sort used on the state browse page. USI Securities, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 28 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 28
- branch offices
- 0
- disclosures
- #19,112 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 43793 USI Securities, Inc.
USI Securities, Inc. · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 43793
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 28
- PER-OFF 0.00
- RANK #19,112 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
USI Securities, Inc. ranks #19,112 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 28 offices
Clean disclosure surface
USI Securities, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 28 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Glastonbury, CT, 06033
- Formed
- 07/29/1997
- State of Formation
- Delaware
- CRD Number
- 43793
- SEC Number
- 50429
Clean BrokerCheck surface
USI Securities, Inc.'s clean BrokerCheck surface
USI Securities, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 28 branch offices (Grade A).
USI Securities, Inc. shows zero reportable disclosures across 28 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of USI Securities, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Connecticut cohort · 0.00× state average
USI Securities, Inc. sits below the Connecticut disclosure average
USI Securities, Inc. reports 0 BrokerCheck disclosures, 0.00× the Connecticut average of 3.5, lighter than most of the 111 graded firms filed there.
In Connecticut, 76 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Connecticut state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does USI Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, USI Securities, Inc. ranks #19,112 of 20,055 by disclosure count (most disclosures first). Among firms registered in CT, it ranks #102 of 111 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for USI Securities, Inc.?
A grade of A means USI Securities, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does USI Securities, Inc. have?
USI Securities, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is USI Securities, Inc.?
USI Securities, Inc. operates 28 branch offices and is classified by FINRA as a small firm, registered in CT (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify USI Securities, Inc.'s disciplinary record?
You can verify USI Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 43793. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. USI Securities, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for USI Securities, Inc., both outside CT so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (28 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to USI Securities, Inc.'s 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to USI Securities, Inc.'s 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to USI Securities, Inc.'s 0.00
- Firms in CT - state roster that includes USI Securities, Inc.'s registration home.
- How to Vet a Financial Advisor - Use USI Securities, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like USI Securities, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside USI Securities, Inc..
- Compare firms - put USI Securities, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.