CRD #36538 · FINRA BrokerCheck + SEC IAPD

Celadon Financial Group LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Celadon Financial Group LLC ranks #666 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #16 of 114 on the same disclosure sort used on the state browse page. Celadon Financial Group LLC carries 10 BrokerCheck disclosures across 20 branch offices - moderate load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
20
branch offices
10
disclosures
#666 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 36538 Celadon Financial Group LLC

Celadon Financial Group LLC · Grade B · 10 disc · 0.50/office · Mid-sized firm

  • CRD 36538
  • GRADE B
  • DISC 10
  • REG 9
  • ARB 1
  • CIV 0
  • BRANCH 20
  • PER-OFF 0.50
  • RANK #666 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Brean Capital, LLC (0.52 disc/office)

Brean Capital, LLC0.52A.G.P. / Alliance Globa…0.47Crews & Associates, Inc.0.53Celadon Financial G… (this)0.50
Disclosures per office among mid-sized firm peers (lower is cleaner)

Celadon Financial Group LLC ranks #666 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.50 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

20 offices

FINRA: Small firm

Total disclosures

10 events

On FINRA BrokerCheck

Regulatory events

9 actions

90% of all disclosures

Disclosures per office

0.50 per office

10 ÷ 20 offices

Celadon Financial Group LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 44% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). This entry sits in this band. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 9
Arbitrations 1
Civil Events 0
Total 10

Counts for Celadon Financial Group LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 9 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Morristown, NJ
CRD Number
36538

Regulator-heavy mix

Celadon Financial Group LLC in the heavier-disclosure third

Celadon Financial Group LLC carries 10 BrokerCheck disclosures across 20 branch offices - a heavier-third raw book among graded firms (#666 of 20,055). Regulator-initiated events are 90% of the book (9 regulatory / 1 arbitration / 0 civil).

90% of Celadon Financial Group LLC's 10 disclosures are regulator-initiated (9 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Celadon Financial Group LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 0.78× state average

Celadon Financial Group LLC tracks near the New Jersey disclosure average

Celadon Financial Group LLC reports 10 BrokerCheck disclosures, about 0.78× the New Jersey average of 12.9 across 114 graded firms.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Celadon Financial Group LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Celadon Financial Group LLC ranks #666 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #16 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Celadon Financial Group LLC?
A grade of B reflects Celadon Financial Group LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 10 total disclosures across 20 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Celadon Financial Group LLC have?
Celadon Financial Group LLC has 10 total FINRA disclosures, including 9 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Celadon Financial Group LLC?
Celadon Financial Group LLC operates 20 branch offices and is classified by FINRA as a small firm, registered in NJ (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Celadon Financial Group LLC's disciplinary record?
You can verify Celadon Financial Group LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 36538. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Celadon Financial Group LLC's 10 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Celadon Financial Group LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Celadon Financial Group LLC carries 10 disclosures across 20 branch offices (about 0.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Celadon Financial Group LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Brean Capital, LLC (NY) - 0.52 disclosures/office, nearest mid-sized firm peer to Celadon Financial Group LLC's 0.50
  • A.G.P. / Alliance Global Partners (CT) - 0.47 disclosures/office, nearest mid-sized firm peer to Celadon Financial Group LLC's 0.50
  • Crews & Associates, Inc. (AR) - 0.53 disclosures/office, nearest mid-sized firm peer to Celadon Financial Group LLC's 0.50
  • Firms in NJ - state roster that includes Celadon Financial Group LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Celadon Financial Group LLC.
  • Reading BrokerCheck Reports - How Celadon Financial Group LLC's 0.50 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Celadon Financial Group LLC.
  • Compare firms - put Celadon Financial Group LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.