CRD #10645 · FINRA BrokerCheck + SEC IAPD

International Assets Advisory, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, International Assets Advisory, LLC ranks #685 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #20 of 251 on the same disclosure sort used on the state browse page. International Assets Advisory, LLC carries 10 BrokerCheck disclosures across 88 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
88
branch offices
10
disclosures
#685 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 10645 International Assets Advisory, LLC

International Assets Advisory, LLC · Grade B · 10 disc · 0.11/office · Mid-sized firm

  • CRD 10645
  • GRADE B
  • DISC 10
  • REG 8
  • ARB 2
  • CIV 0
  • BRANCH 88
  • PER-OFF 0.11
  • RANK #685 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: American Investors Company (0.11 disc/office)

American Investors Company0.11Alps Distributors, Inc.0.11Evercore Group L.L.C.0.11International Asset… (this)0.11
Disclosures per office among mid-sized firm peers (lower is cleaner)

International Assets Advisory, LLC ranks #685 of 20,055 by disclosure count among graded broker-dealers; light load at 0.11 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

88 offices

FINRA: Small firm

Total disclosures

10 events

On FINRA BrokerCheck

Regulatory events

8 actions

80% of all disclosures

Disclosures per office

0.11 per office

10 ÷ 88 offices

International Assets Advisory, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 86% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 2
Civil Events 0
Total 10

Counts for International Assets Advisory, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Orlando, FL
CRD Number
10645

Lower disclosures per office

International Assets Advisory, LLC in the heavier-disclosure third

International Assets Advisory, LLC carries 10 BrokerCheck disclosures across 88 branch offices - a heavier-third raw book among graded firms (#685 of 20,055). Regulator-initiated events are 80% of the book (8 regulatory / 2 arbitration / 0 civil).

International Assets Advisory, LLC runs 0.11 disclosures per branch office (cleaner than 86% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of International Assets Advisory, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 2.18× state average

International Assets Advisory, LLC sits above the Florida disclosure average

International Assets Advisory, LLC reports 10 BrokerCheck disclosures, 2.18× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does International Assets Advisory, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, International Assets Advisory, LLC ranks #685 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #20 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for International Assets Advisory, LLC?
A grade of B reflects International Assets Advisory, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 10 total disclosures across 88 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does International Assets Advisory, LLC have?
International Assets Advisory, LLC has 10 total FINRA disclosures, including 8 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is International Assets Advisory, LLC?
International Assets Advisory, LLC operates 88 branch offices and is classified by FINRA as a small firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify International Assets Advisory, LLC's disciplinary record?
You can verify International Assets Advisory, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 10645. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). International Assets Advisory, LLC's 10 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid International Assets Advisory, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. International Assets Advisory, LLC carries 10 disclosures across 88 branch offices (about 0.11 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for International Assets Advisory, LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • American Investors Company (CA) - 0.11 disclosures/office, nearest mid-sized firm peer to International Assets Advisory, LLC's 0.11
  • Alps Distributors, Inc. (CO) - 0.11 disclosures/office, nearest mid-sized firm peer to International Assets Advisory, LLC's 0.11
  • Evercore Group L.L.C. (NY) - 0.11 disclosures/office, nearest mid-sized firm peer to International Assets Advisory, LLC's 0.11
  • Firms in FL - state roster that includes International Assets Advisory, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like International Assets Advisory, LLC.
  • Reading BrokerCheck Reports - How International Assets Advisory, LLC's 0.11 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to International Assets Advisory, LLC.
  • Compare firms - put International Assets Advisory, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.