CRD #10571 · FINRA BrokerCheck + SEC IAPD

T.R. Winston & Company, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, T.R. Winston & Company, LLC ranks #717 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #17 of 114 on the same disclosure sort used on the state browse page. T.R. Winston & Company, LLC carries 10 BrokerCheck disclosures across 5 branch offices - elevated load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
5
branch offices
10
disclosures
#717 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 10571 T.R. Winston & Company, LLC

T.R. Winston & Company, LLC · Grade B · 10 disc · 2.00/office · Small firm

  • CRD 10571
  • GRADE B
  • DISC 10
  • REG 5
  • ARB 5
  • CIV 0
  • BRANCH 5
  • PER-OFF 2.00
  • RANK #717 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: A. R. Schmeidler & Co., Inc. (2.00 disc/office)

A. R. Schmeidler & Co.,…2.00AEI Securities, Inc.2.00Aldwych Securities LLC2.00T.R. Winston & Comp… (this)2.00
Disclosures per office among small firm peers (lower is cleaner)

T.R. Winston & Company, LLC ranks #717 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

5 offices

FINRA: Small firm

Total disclosures

10 events

On FINRA BrokerCheck

Regulatory events

5 actions

50% of all disclosures

Disclosures per office

2.00 per office

10 ÷ 5 offices

T.R. Winston & Company, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 5
Civil Events 0
Total 10

Counts for T.R. Winston & Company, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 5 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Bedminster, NJ
CRD Number
10571

Elevated disclosures per office

T.R. Winston & Company, LLC in the heavier-disclosure third

T.R. Winston & Company, LLC carries 10 BrokerCheck disclosures across 5 branch offices - a heavier-third raw book among graded firms (#717 of 20,055). Mix is 5 regulatory, 5 arbitration, and 0 civil (50% regulator share).

T.R. Winston & Company, LLC runs 2.00 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of T.R. Winston & Company, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 0.78× state average

T.R. Winston & Company, LLC tracks near the New Jersey disclosure average

T.R. Winston & Company, LLC reports 10 BrokerCheck disclosures, about 0.78× the New Jersey average of 12.9 across 114 graded firms.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does T.R. Winston & Company, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, T.R. Winston & Company, LLC ranks #717 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #17 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for T.R. Winston & Company, LLC?
A grade of B reflects T.R. Winston & Company, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 10 total disclosures across 5 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does T.R. Winston & Company, LLC have?
T.R. Winston & Company, LLC has 10 total FINRA disclosures, including 5 regulatory events, 5 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is T.R. Winston & Company, LLC?
T.R. Winston & Company, LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify T.R. Winston & Company, LLC's disciplinary record?
You can verify T.R. Winston & Company, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 10571. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). T.R. Winston & Company, LLC's 10 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid T.R. Winston & Company, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. T.R. Winston & Company, LLC carries 10 disclosures across 5 branch offices (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for T.R. Winston & Company, LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • A. R. Schmeidler & Co., Inc. - 2.00 disclosures/office, nearest small firm peer to T.R. Winston & Company, LLC's 2.00
  • AEI Securities, Inc. (MN) - 2.00 disclosures/office, nearest small firm peer to T.R. Winston & Company, LLC's 2.00
  • Aldwych Securities LLC (CT) - 2.00 disclosures/office, nearest small firm peer to T.R. Winston & Company, LLC's 2.00
  • Firms in NJ - state roster that includes T.R. Winston & Company, LLC's registration home.
  • Red Flags in Advisor Records - How to read T.R. Winston & Company, LLC's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 10 disclosures behind T.R. Winston & Company, LLC's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as T.R. Winston & Company, LLC.
  • Compare firms - put T.R. Winston & Company, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.