CRD #134 · FINRA BrokerCheck + SEC IAPD

Cantor Fitzgerald & Co.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cantor Fitzgerald & Co. ranks #44 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #15 of 868 on the same disclosure sort used on the state browse page. Cantor Fitzgerald & Co. carries 97 BrokerCheck disclosures across 37 branch offices - elevated load for a mid-sized firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
37
branch offices
97
disclosures
#44 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 134 Cantor Fitzgerald & Co.

Cantor Fitzgerald & Co. · Grade D · 97 disc · 2.62/office · Mid-sized firm

  • CRD 134
  • GRADE D
  • DISC 97
  • REG 97
  • ARB 0
  • CIV 0
  • BRANCH 37
  • PER-OFF 2.62
  • RANK #44 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Stonex Financial Inc. (2.71 disc/office)

Stonex Financial Inc.2.71Piper Sandler & Co.2.40Robinhood Financial, LLC2.24Cantor Fitzgerald &… (this)2.62
Disclosures per office among mid-sized firm peers (lower is cleaner)

Cantor Fitzgerald & Co. ranks #44 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.62 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

37 offices

FINRA: Large firm

Total disclosures

97 events

On FINRA BrokerCheck

Regulatory events

97 actions

100% of all disclosures

Disclosures per office

2.62 per office

97 ÷ 37 offices

Cantor Fitzgerald & Co. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 7% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). This entry sits in this band. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 97
Arbitrations 0
Civil Events 0
Total 97

Counts for Cantor Fitzgerald & Co. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 97 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY, 10022
Formed
09/25/1992
State of Formation
New York
CRD Number
134
SEC Number
201

Regulator-heavy mix

Cantor Fitzgerald & Co. in the heavier-disclosure third

Cantor Fitzgerald & Co. carries 97 BrokerCheck disclosures across 37 branch offices - a heavier-third raw book among graded firms (#44 of 20,055). Regulator-initiated events are 100% of the book (97 regulatory / 0 arbitration / 0 civil).

100% of Cantor Fitzgerald & Co.'s 97 disclosures are regulator-initiated (97 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Cantor Fitzgerald & Co.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 11× state average

Cantor Fitzgerald & Co. sits above the New York disclosure average

Cantor Fitzgerald & Co. reports 97 BrokerCheck disclosures, 11× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Cantor Fitzgerald & Co. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cantor Fitzgerald & Co. ranks #44 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #15 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Cantor Fitzgerald & Co.?
A grade of D reflects Cantor Fitzgerald & Co.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 97 total disclosures across 37 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Cantor Fitzgerald & Co. have?
Cantor Fitzgerald & Co. has 97 total FINRA disclosures, including 97 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cantor Fitzgerald & Co.?
Cantor Fitzgerald & Co. operates 37 branch offices and is classified by FINRA as a large firm, registered in NY (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cantor Fitzgerald & Co.'s disciplinary record?
You can verify Cantor Fitzgerald & Co.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 134. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Cantor Fitzgerald & Co.'s 97 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Cantor Fitzgerald & Co. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Cantor Fitzgerald & Co. carries 97 disclosures across 37 branch offices (about 2.62 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Cantor Fitzgerald & Co., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Similar disclosure totals

Nearest cross-state graded firms by BrokerCheck disclosure count (97 here).

Pershing LLC · NJ 106 disc. ABN Amro Clearing USA LLC · IL 83 disc. Osaic Wealth, Inc. · AZ 82 disc. Hilltop Securities Inc. · TX 78 disc.

Read with this firm

  • Stonex Financial Inc. (FL) - 2.71 disclosures/office, nearest mid-sized firm peer to Cantor Fitzgerald & Co.'s 2.62
  • Piper Sandler & Co. (MN) - 2.40 disclosures/office, nearest mid-sized firm peer to Cantor Fitzgerald & Co.'s 2.62
  • Robinhood Financial, LLC (FL) - 2.24 disclosures/office, nearest mid-sized firm peer to Cantor Fitzgerald & Co.'s 2.62
  • Firms in NY - state roster that includes Cantor Fitzgerald & Co.'s registration home.
  • Red Flags in Advisor Records - How to read Cantor Fitzgerald & Co.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 97 disclosures behind Cantor Fitzgerald & Co.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Cantor Fitzgerald & Co..
  • Compare firms - put Cantor Fitzgerald & Co. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.