Branch offices
3 offices
FINRA: Small firm
CRD #14020 · FINRA BrokerCheck + SEC IAPD
ABN Amro Clearing USA LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ABN Amro Clearing USA LLC ranks #50 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #1 of 200 on the same disclosure sort used on the state browse page. ABN Amro Clearing USA LLC carries 83 BrokerCheck disclosures across 3 branch offices - heavy load for a small firm, earning a Grade F.
- Grade F
- Safety grade
- 3
- branch offices
- 83
- disclosures
- #50 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 14020 ABN Amro Clearing USA LLC
ABN Amro Clearing USA LLC · Grade F · 83 disc · 27.67/office · Small firm
- CRD 14020
- GRADE F
- DISC 83
- REG 82
- ARB 0
- CIV 1
- BRANCH 3
- PER-OFF 27.67
- RANK #50 of 20,055
- BOOK Small firm
Nearest same-size peer: Cibc World Markets Corp. (27.00 disc/office)
ABN Amro Clearing USA LLC ranks #50 of 20,055 by disclosure count among graded broker-dealers; heavy load at 27.67 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
83 events
On FINRA BrokerCheck
Regulatory events
82 actions
99% of all disclosures
Disclosures per office
27.67 per office
83 ÷ 3 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
ABN Amro Clearing USA LLC - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 82 |
| Arbitrations | 0 |
| Civil Events | 1 |
| Total | 83 |
Counts for ABN Amro Clearing USA LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 82 Arbitration 0 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Chicago, IL, 60604
- Formed
- 06/30/1997
- State of Formation
- Illinois
- CRD Number
- 14020
- SEC Number
- 34354
Regulator-heavy mix
ABN Amro Clearing USA LLC in the heavier-disclosure third
ABN Amro Clearing USA LLC carries 83 BrokerCheck disclosures across 3 branch offices - a heavier-third raw book among graded firms (#50 of 20,055). Regulator-initiated events are 99% of the book (82 regulatory / 0 arbitration / 1 civil).
99% of ABN Amro Clearing USA LLC's 83 disclosures are regulator-initiated (82 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of ABN Amro Clearing USA LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Illinois cohort · 16× state average
ABN Amro Clearing USA LLC sits above the Illinois disclosure average
ABN Amro Clearing USA LLC reports 83 BrokerCheck disclosures, 16× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.
In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does ABN Amro Clearing USA LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ABN Amro Clearing USA LLC ranks #50 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #1 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for ABN Amro Clearing USA LLC?
A grade of F reflects ABN Amro Clearing USA LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 83 total disclosures across 3 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does ABN Amro Clearing USA LLC have?
ABN Amro Clearing USA LLC has 83 total FINRA disclosures, including 82 regulatory events, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is ABN Amro Clearing USA LLC?
ABN Amro Clearing USA LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify ABN Amro Clearing USA LLC's disciplinary record?
You can verify ABN Amro Clearing USA LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 14020. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). ABN Amro Clearing USA LLC's 83 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid ABN Amro Clearing USA LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. ABN Amro Clearing USA LLC carries 83 disclosures across 3 branch offices (about 27.67 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for ABN Amro Clearing USA LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (83 here).
Read with this firm
- Cibc World Markets Corp. (NY) - 27.00 disclosures/office, nearest small firm peer to ABN Amro Clearing USA LLC's 27.67
- Wilson-Davis & Co., Inc. (UT) - 29.00 disclosures/office, nearest small firm peer to ABN Amro Clearing USA LLC's 27.67
- Dash Financial Technologies LLC (IL) - 23.00 disclosures/office, nearest small firm peer to ABN Amro Clearing USA LLC's 27.67
- Firms in IL - state roster that includes ABN Amro Clearing USA LLC's registration home.
- Red Flags in Advisor Records - How to read ABN Amro Clearing USA LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 83 disclosures behind ABN Amro Clearing USA LLC's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as ABN Amro Clearing USA LLC.
- Compare firms - put ABN Amro Clearing USA LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.