Branch offices
18 offices
FINRA: Large firm
CRD #7560 · FINRA BrokerCheck + SEC IAPD
Pershing LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pershing LLC ranks #42 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #2 of 114 on the same disclosure sort used on the state browse page. Pershing LLC carries 106 BrokerCheck disclosures across 18 branch offices - heavy load for a regional firm, earning a Grade D.
- Grade D
- Safety grade
- 18
- branch offices
- 106
- disclosures
- #42 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 7560 Pershing LLC
Pershing LLC · Grade D · 106 disc · 5.89/office · Regional firm
- CRD 7560
- GRADE D
- DISC 106
- REG 74
- ARB 32
- CIV 0
- BRANCH 18
- PER-OFF 5.89
- RANK #42 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: Interactive Brokers LLC (6.94 disc/office)
Pershing LLC ranks #42 of 20,055 by disclosure count among graded broker-dealers; heavy load at 5.89 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
106 events
On FINRA BrokerCheck
Regulatory events
74 actions
70% of all disclosures
Disclosures per office
5.89 per office
106 ÷ 18 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Pershing LLC - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 74 |
| Arbitrations | 32 |
| Civil Events | 0 |
| Total | 106 |
Counts for Pershing LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 74 Arbitration 32 Civil 0
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- Jersey City, NJ, 07399
- Formed
- 01/17/2003
- State of Formation
- Delaware
- CRD Number
- 7560
- SEC Number
- 17574
Heavy disclosure book
Pershing LLC in the heavier-disclosure third
Pershing LLC carries 106 BrokerCheck disclosures across 18 branch offices - a heavier-third raw book among graded firms (#42 of 20,055). Regulator-initiated events are 70% of the book (74 regulatory / 32 arbitration / 0 civil).
Pershing LLC ranks #42 of 20,055 by BrokerCheck disclosure count among graded firms (106 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Pershing LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New Jersey cohort · 8.22× state average
Pershing LLC sits above the New Jersey disclosure average
Pershing LLC reports 106 BrokerCheck disclosures, 8.22× the New Jersey average of 12.9 across 114 graded firms with a principal-office state on file.
In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Pershing LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pershing LLC ranks #42 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #2 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Pershing LLC?
A grade of D reflects Pershing LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 106 total disclosures across 18 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Pershing LLC have?
Pershing LLC has 106 total FINRA disclosures, including 74 regulatory events, 32 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Pershing LLC?
Pershing LLC operates 18 branch offices and is classified by FINRA as a large firm, registered in NJ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Pershing LLC's disciplinary record?
You can verify Pershing LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7560. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Pershing LLC's 106 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Pershing LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Pershing LLC carries 106 disclosures across 18 branch offices (about 5.89 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Pershing LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (106 here).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (18 here).
Read with this firm
- Interactive Brokers LLC (CT) - 6.94 disclosures/office, nearest regional firm peer to Pershing LLC's 5.89
- Instinet, LLC (NY) - 7.36 disclosures/office, nearest regional firm peer to Pershing LLC's 5.89
- Marex Capital Markets Inc. (NY) - 3.82 disclosures/office, nearest regional firm peer to Pershing LLC's 5.89
- Firms in NJ - state roster that includes Pershing LLC's registration home.
- Red Flags in Advisor Records - How to read Pershing LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 106 disclosures behind Pershing LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Pershing LLC.
- Compare firms - put Pershing LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.