CRD #161014 · FINRA BrokerCheck + SEC IAPD

Marex Capital Markets Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Marex Capital Markets Inc. ranks #125 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #26 of 868 on the same disclosure sort used on the state browse page. Marex Capital Markets Inc. carries 42 BrokerCheck disclosures across 11 branch offices - heavy load for a regional firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
11
branch offices
42
disclosures
#125 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 161014 Marex Capital Markets Inc.

Marex Capital Markets Inc. · Grade D · 42 disc · 3.82/office · Regional firm

  • CRD 161014
  • GRADE D
  • DISC 42
  • REG 42
  • ARB 0
  • CIV 0
  • BRANCH 11
  • PER-OFF 3.82
  • RANK #125 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: BGC Financial, L.P. (2.77 disc/office)

BGC Financial, L.P.2.77GFI Securities LLC2.73Garden State Securities…2.70Marex Capital Marke… (this)3.82
Disclosures per office among regional firm peers (lower is cleaner)

Marex Capital Markets Inc. ranks #125 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.82 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

11 offices

FINRA: Medium firm

Total disclosures

42 events

On FINRA BrokerCheck

Regulatory events

42 actions

100% of all disclosures

Disclosures per office

3.82 per office

42 ÷ 11 offices

Marex Capital Markets Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

4 a cleaner per-office record than 2% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). Below this entry. 3–3: 6 disclosing firms (0%). Below this entry. 3–3: 32 disclosing firms (3%). Below this entry. 3–4: 5 disclosing firms (0%). Below this entry. 4–4: 10 disclosing firms (1%). Below this entry. 4–4: 3 disclosing firms (0%). This entry sits in this band. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 42
Arbitrations 0
Civil Events 0
Total 42

Counts for Marex Capital Markets Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 42 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
New York, NY, 10017
Formed
01/10/1952
State of Formation
New York
CRD Number
161014
SEC Number
69039

Regulator-heavy mix

Marex Capital Markets Inc. in the heavier-disclosure third

Marex Capital Markets Inc. carries 42 BrokerCheck disclosures across 11 branch offices - a heavier-third raw book among graded firms (#125 of 20,055). Regulator-initiated events are 100% of the book (42 regulatory / 0 arbitration / 0 civil).

100% of Marex Capital Markets Inc.'s 42 disclosures are regulator-initiated (42 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Marex Capital Markets Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 4.80× state average

Marex Capital Markets Inc. sits above the New York disclosure average

Marex Capital Markets Inc. reports 42 BrokerCheck disclosures, 4.80× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Marex Capital Markets Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Marex Capital Markets Inc. ranks #125 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #26 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Marex Capital Markets Inc.?
A grade of D reflects Marex Capital Markets Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 42 total disclosures across 11 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Marex Capital Markets Inc. have?
Marex Capital Markets Inc. has 42 total FINRA disclosures, including 42 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Marex Capital Markets Inc.?
Marex Capital Markets Inc. operates 11 branch offices and is classified by FINRA as a medium firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Marex Capital Markets Inc.'s disciplinary record?
You can verify Marex Capital Markets Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 161014. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Marex Capital Markets Inc.'s 42 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Marex Capital Markets Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Marex Capital Markets Inc. carries 42 disclosures across 11 branch offices (about 3.82 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Marex Capital Markets Inc., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • BGC Financial, L.P. (NY) - 2.77 disclosures/office, nearest regional firm peer to Marex Capital Markets Inc.'s 3.82
  • GFI Securities LLC (NY) - 2.73 disclosures/office, nearest regional firm peer to Marex Capital Markets Inc.'s 3.82
  • Garden State Securities, Inc. (NJ) - 2.70 disclosures/office, nearest regional firm peer to Marex Capital Markets Inc.'s 3.82
  • Firms in NY - state roster that includes Marex Capital Markets Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Marex Capital Markets Inc.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 42 disclosures behind Marex Capital Markets Inc.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Marex Capital Markets Inc..
  • Compare firms - put Marex Capital Markets Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.