Branch offices
18 offices
FINRA: Small firm
CRD #128089 · FINRA BrokerCheck + SEC IAPD
Cary Street Partners
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cary Street Partners ranks #7,479 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #24 of 43 on the same disclosure sort used on the state browse page. Cary Street Partners has a clean FINRA BrokerCheck record, no reportable disclosures across its 18 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 18
- branch offices
- 0
- disclosures
- #7,479 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 128089 Cary Street Partners
Cary Street Partners · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 128089
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 18
- PER-OFF 0.00
- RANK #7,479 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)
Cary Street Partners ranks #7,479 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 18 offices
Clean disclosure surface
Cary Street Partners has zero reportable FINRA BrokerCheck disclosures in this extract across 18 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Richmond, VA, 23219
- Formed
- 03/26/2002
- State of Formation
- Virginia
- CRD Number
- 128089
- SEC Number
- 66085
Clean BrokerCheck surface
Cary Street Partners's clean BrokerCheck surface
Cary Street Partners shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 18 branch offices (Grade A).
Cary Street Partners shows zero reportable disclosures across 18 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Cary Street Partners's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Virginia cohort · 0.00× state average
Cary Street Partners sits below the Virginia disclosure average
Cary Street Partners reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.
In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Cary Street Partners sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cary Street Partners ranks #7,479 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #24 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Cary Street Partners?
A grade of A means Cary Street Partners has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Cary Street Partners have?
Cary Street Partners has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cary Street Partners?
Cary Street Partners operates 18 branch offices and is classified by FINRA as a small firm, registered in VA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cary Street Partners's disciplinary record?
You can verify Cary Street Partners's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 128089. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Cary Street Partners currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Cary Street Partners, both outside VA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (18 here).
Read with this firm
- ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Cary Street Partners's 0.00
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Cary Street Partners's 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Cary Street Partners's 0.00
- Firms in VA - state roster that includes Cary Street Partners's registration home.
- How to Vet a Financial Advisor - Use Cary Street Partners's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Cary Street Partners's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Cary Street Partners.
- Compare firms - put Cary Street Partners next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.