Branch offices
9 offices
FINRA: Large firm
CRD #15794 · FINRA BrokerCheck + SEC IAPD
BNP Paribas Securities Corp.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BNP Paribas Securities Corp. ranks #43 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #14 of 868 on the same disclosure sort used on the state browse page. BNP Paribas Securities Corp. carries 101 BrokerCheck disclosures across 9 branch offices - heavy load for a small firm, earning a Grade D.
- Grade D
- Safety grade
- 9
- branch offices
- 101
- disclosures
- #43 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 15794 BNP Paribas Securities Corp.
BNP Paribas Securities Corp. · Grade D · 101 disc · 11.22/office · Small firm
- CRD 15794
- GRADE D
- DISC 101
- REG 100
- ARB 1
- CIV 0
- BRANCH 9
- PER-OFF 11.22
- RANK #43 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: Group ONE Trading LLC (11.00 disc/office)
BNP Paribas Securities Corp. ranks #43 of 20,055 by disclosure count among graded broker-dealers; heavy load at 11.22 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
101 events
On FINRA BrokerCheck
Regulatory events
100 actions
99% of all disclosures
Disclosures per office
11.22 per office
101 ÷ 9 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
BNP Paribas Securities Corp. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 100 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 101 |
Counts for BNP Paribas Securities Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 100 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- New York, NY
- CRD Number
- 15794
Regulator-heavy mix
BNP Paribas Securities Corp. in the heavier-disclosure third
BNP Paribas Securities Corp. carries 101 BrokerCheck disclosures across 9 branch offices - a heavier-third raw book among graded firms (#43 of 20,055). Regulator-initiated events are 99% of the book (100 regulatory / 1 arbitration / 0 civil).
99% of BNP Paribas Securities Corp.'s 101 disclosures are regulator-initiated (100 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of BNP Paribas Securities Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 12× state average
BNP Paribas Securities Corp. sits above the New York disclosure average
BNP Paribas Securities Corp. reports 101 BrokerCheck disclosures, 12× the New York average of 8.7 across 868 graded firms with a principal-office state on file.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does BNP Paribas Securities Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BNP Paribas Securities Corp. ranks #43 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #14 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for BNP Paribas Securities Corp.?
A grade of D reflects BNP Paribas Securities Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 101 total disclosures across 9 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does BNP Paribas Securities Corp. have?
BNP Paribas Securities Corp. has 101 total FINRA disclosures, including 100 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is BNP Paribas Securities Corp.?
BNP Paribas Securities Corp. operates 9 branch offices and is classified by FINRA as a large firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify BNP Paribas Securities Corp.'s disciplinary record?
You can verify BNP Paribas Securities Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15794. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). BNP Paribas Securities Corp.'s 101 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid BNP Paribas Securities Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. BNP Paribas Securities Corp. carries 101 disclosures across 9 branch offices (about 11.22 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for BNP Paribas Securities Corp., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (101 here).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (9 here).
Read with this firm
- Group ONE Trading LLC (IL) - 11.00 disclosures/office, nearest small firm peer to BNP Paribas Securities Corp.'s 11.22
- Speedtrader, Inc (NY) - 11.00 disclosures/office, nearest small firm peer to BNP Paribas Securities Corp.'s 11.22
- Sumo Capital, LLC (IL) - 11.00 disclosures/office, nearest small firm peer to BNP Paribas Securities Corp.'s 11.22
- Firms in NY - state roster that includes BNP Paribas Securities Corp.'s registration home.
- Red Flags in Advisor Records - How to read BNP Paribas Securities Corp.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 101 disclosures behind BNP Paribas Securities Corp.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as BNP Paribas Securities Corp..
- Compare firms - put BNP Paribas Securities Corp. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.