CRD #144302 · FINRA BrokerCheck + SEC IAPD

Infinity Financial Services

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Infinity Financial Services ranks #1,750 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #25 of 279 on the same disclosure sort used on the state browse page. Infinity Financial Services carries 4 BrokerCheck disclosures across 36 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
36
branch offices
4
disclosures
#1,750 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 144302 Infinity Financial Services

Infinity Financial Services · Grade B · 4 disc · 0.11/office · Mid-sized firm

  • CRD 144302
  • GRADE B
  • DISC 4
  • REG 4
  • ARB 0
  • CIV 0
  • BRANCH 36
  • PER-OFF 0.11
  • RANK #1,750 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Alps Distributors, Inc. (0.11 disc/office)

Alps Distributors, Inc.0.11Evercore Group L.L.C.0.11Nationwide Planning Ass…0.11Infinity Financial … (this)0.11
Disclosures per office among mid-sized firm peers (lower is cleaner)

Infinity Financial Services ranks #1,750 of 20,055 by disclosure count among graded broker-dealers; light load at 0.11 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

36 offices

FINRA: Small firm

Total disclosures

4 events

On FINRA BrokerCheck

Regulatory events

4 actions

100% of all disclosures

Disclosures per office

0.11 per office

4 ÷ 36 offices

Infinity Financial Services vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 86% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 0
Civil Events 0
Total 4

Counts for Infinity Financial Services reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Oakland, CA
CRD Number
144302

Regulator-heavy mix

Infinity Financial Services in the heavier-disclosure third

Infinity Financial Services carries 4 BrokerCheck disclosures across 36 branch offices - a heavier-third raw book among graded firms (#1,750 of 20,055). Regulator-initiated events are 100% of the book (4 regulatory / 0 arbitration / 0 civil).

100% of Infinity Financial Services's 4 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Infinity Financial Services's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 1.95× state average

Infinity Financial Services sits above the California disclosure average

Infinity Financial Services reports 4 BrokerCheck disclosures, 1.95× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Infinity Financial Services sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Infinity Financial Services ranks #1,750 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #25 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Infinity Financial Services?
A grade of B reflects Infinity Financial Services's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 4 total disclosures across 36 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Infinity Financial Services have?
Infinity Financial Services has 4 total FINRA disclosures, including 4 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Infinity Financial Services?
Infinity Financial Services operates 36 branch offices and is classified by FINRA as a small firm, registered in CA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Infinity Financial Services's disciplinary record?
You can verify Infinity Financial Services's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 144302. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Infinity Financial Services because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Infinity Financial Services carries 4 disclosures across 36 branch offices (about 0.11 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Infinity Financial Services, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Alps Distributors, Inc. (CO) - 0.11 disclosures/office, nearest mid-sized firm peer to Infinity Financial Services's 0.11
  • Evercore Group L.L.C. (NY) - 0.11 disclosures/office, nearest mid-sized firm peer to Infinity Financial Services's 0.11
  • Nationwide Planning Associates Inc. (NJ) - 0.11 disclosures/office, nearest mid-sized firm peer to Infinity Financial Services's 0.11
  • Firms in CA - state roster that includes Infinity Financial Services's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Infinity Financial Services.
  • Reading BrokerCheck Reports - How Infinity Financial Services's 0.11 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Infinity Financial Services.
  • Compare firms - put Infinity Financial Services next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.