CRD #149224 · FINRA BrokerCheck + SEC IAPD

GTS Securities LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, GTS Securities LLC ranks #135 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #6 of 251 on the same disclosure sort used on the state browse page. GTS Securities LLC carries 38 BrokerCheck disclosures across 7 branch offices - heavy load for a small firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
7
branch offices
38
disclosures
#135 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 149224 GTS Securities LLC

GTS Securities LLC · Grade D · 38 disc · 5.43/office · Small firm

  • CRD 149224
  • GRADE D
  • DISC 38
  • REG 38
  • ARB 0
  • CIV 0
  • BRANCH 7
  • PER-OFF 5.43
  • RANK #135 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Colonial Securities, Inc. (5.50 disc/office)

Colonial Securities, Inc.5.50Liquidnet, Inc.5.50Sunset Financial Servic…5.50GTS Securities LLC (this)5.43
Disclosures per office among small firm peers (lower is cleaner)

GTS Securities LLC ranks #135 of 20,055 by disclosure count among graded broker-dealers; heavy load at 5.43 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

7 offices

FINRA: Small firm

Total disclosures

38 events

On FINRA BrokerCheck

Regulatory events

38 actions

100% of all disclosures

Disclosures per office

5.43 per office

38 ÷ 7 offices

Disclosure Intensity

Disclosures per branch office, the firm's disclosure load relative to its operating footprint.

GTS Securities LLC - disclosures per branch office 100.0%
Typical multi-office firm

Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 38
Arbitrations 0
Civil Events 0
Total 38

Counts for GTS Securities LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 38 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Miami, FL, 33131
Formed
12/03/2008
State of Formation
Delaware
CRD Number
149224
SEC Number
68126

Regulator-heavy mix

GTS Securities LLC in the heavier-disclosure third

GTS Securities LLC carries 38 BrokerCheck disclosures across 7 branch offices - a heavier-third raw book among graded firms (#135 of 20,055). Regulator-initiated events are 100% of the book (38 regulatory / 0 arbitration / 0 civil).

100% of GTS Securities LLC's 38 disclosures are regulator-initiated (38 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of GTS Securities LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 8.28× state average

GTS Securities LLC sits above the Florida disclosure average

GTS Securities LLC reports 38 BrokerCheck disclosures, 8.28× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does GTS Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, GTS Securities LLC ranks #135 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #6 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for GTS Securities LLC?
A grade of D reflects GTS Securities LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 38 total disclosures across 7 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does GTS Securities LLC have?
GTS Securities LLC has 38 total FINRA disclosures, including 38 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is GTS Securities LLC?
GTS Securities LLC operates 7 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify GTS Securities LLC's disciplinary record?
You can verify GTS Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 149224. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). GTS Securities LLC's 38 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid GTS Securities LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. GTS Securities LLC carries 38 disclosures across 7 branch offices (about 5.43 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for GTS Securities LLC, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.