CRD #104065 · FINRA BrokerCheck + SEC IAPD

Newbridge Securities Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newbridge Securities Corporation ranks #140 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #7 of 251 on the same disclosure sort used on the state browse page. Newbridge Securities Corporation carries 37 BrokerCheck disclosures across 34 branch offices - elevated load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
34
branch offices
37
disclosures
#140 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104065 Newbridge Securities Corporation

Newbridge Securities Corporation · Grade B · 37 disc · 1.09/office · Mid-sized firm

  • CRD 104065
  • GRADE B
  • DISC 37
  • REG 33
  • ARB 4
  • CIV 0
  • BRANCH 34
  • PER-OFF 1.09
  • RANK #140 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Daiwa Capital Markets America Inc. (1.03 disc/office)

Daiwa Capital Markets A…1.03Canaccord Genuity LLC0.96Truist Securities, Inc.0.92Newbridge Securitie… (this)1.09
Disclosures per office among mid-sized firm peers (lower is cleaner)

Newbridge Securities Corporation ranks #140 of 20,055 by disclosure count among graded broker-dealers; elevated load at 1.09 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

34 offices

FINRA: Small firm

Total disclosures

37 events

On FINRA BrokerCheck

Regulatory events

33 actions

89% of all disclosures

Disclosures per office

1.09 per office

37 ÷ 34 offices

Newbridge Securities Corporation vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

1 a cleaner per-office record than 24% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). This entry sits in this band. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 33
Arbitrations 4
Civil Events 0
Total 37

Counts for Newbridge Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 33 Arbitration 4 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Boca Raton, FL
CRD Number
104065

Regulator-heavy mix

Newbridge Securities Corporation in the heavier-disclosure third

Newbridge Securities Corporation carries 37 BrokerCheck disclosures across 34 branch offices - a heavier-third raw book among graded firms (#140 of 20,055). Regulator-initiated events are 89% of the book (33 regulatory / 4 arbitration / 0 civil).

89% of Newbridge Securities Corporation's 37 disclosures are regulator-initiated (33 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Newbridge Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 8.06× state average

Newbridge Securities Corporation sits above the Florida disclosure average

Newbridge Securities Corporation reports 37 BrokerCheck disclosures, 8.06× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Newbridge Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Newbridge Securities Corporation ranks #140 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #7 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Newbridge Securities Corporation?
A grade of B reflects Newbridge Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 37 total disclosures across 34 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Newbridge Securities Corporation have?
Newbridge Securities Corporation has 37 total FINRA disclosures, including 33 regulatory events, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Newbridge Securities Corporation?
Newbridge Securities Corporation operates 34 branch offices and is classified by FINRA as a small firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Newbridge Securities Corporation's disciplinary record?
You can verify Newbridge Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104065. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Newbridge Securities Corporation's 37 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Newbridge Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Newbridge Securities Corporation carries 37 disclosures across 34 branch offices (about 1.09 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Newbridge Securities Corporation, both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Daiwa Capital Markets America Inc. (NY) - 1.03 disclosures/office, nearest mid-sized firm peer to Newbridge Securities Corporation's 1.09
  • Canaccord Genuity LLC (NY) - 0.96 disclosures/office, nearest mid-sized firm peer to Newbridge Securities Corporation's 1.09
  • Truist Securities, Inc. (GA) - 0.92 disclosures/office, nearest mid-sized firm peer to Newbridge Securities Corporation's 1.09
  • Firms in FL - state roster that includes Newbridge Securities Corporation's registration home.
  • Red Flags in Advisor Records - How to read Newbridge Securities Corporation's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 37 disclosures behind Newbridge Securities Corporation's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Newbridge Securities Corporation.
  • Compare firms - put Newbridge Securities Corporation next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.