Branch offices
33 offices
FINRA: Small firm
CRD #148733 · FINRA BrokerCheck + SEC IAPD
Capital Synergy Partners
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Capital Synergy Partners ranks #7,378 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #130 of 279 on the same disclosure sort used on the state browse page. Capital Synergy Partners has a clean FINRA BrokerCheck record, no reportable disclosures across its 33 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 33
- branch offices
- 0
- disclosures
- #7,378 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 148733 Capital Synergy Partners
Capital Synergy Partners · Grade A · 0 disc · 0.00/office · Mid-sized firm
- CRD 148733
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 33
- PER-OFF 0.00
- RANK #7,378 of 20,055
- BOOK Mid-sized firm
Nearest same-size peer: ABD Retirement Services, Inc. (0.00 disc/office)
Capital Synergy Partners ranks #7,378 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 33 offices
Clean disclosure surface
Capital Synergy Partners has zero reportable FINRA BrokerCheck disclosures in this extract across 33 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Irvine, CA
- CRD Number
- 148733
Clean BrokerCheck surface
Capital Synergy Partners's clean BrokerCheck surface
Capital Synergy Partners shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 33 branch offices (Grade A).
Capital Synergy Partners shows zero reportable disclosures across 33 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Capital Synergy Partners's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
Capital Synergy Partners sits below the California disclosure average
Capital Synergy Partners reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Capital Synergy Partners sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Capital Synergy Partners ranks #7,378 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #130 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Capital Synergy Partners?
A grade of A means Capital Synergy Partners has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Capital Synergy Partners have?
Capital Synergy Partners has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Capital Synergy Partners?
Capital Synergy Partners operates 33 branch offices and is classified by FINRA as a small firm, registered in CA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Capital Synergy Partners's disciplinary record?
You can verify Capital Synergy Partners's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 148733. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Capital Synergy Partners currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Capital Synergy Partners, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (33 here).
Read with this firm
- ABD Retirement Services, Inc. - 0.00 disclosures/office, nearest mid-sized firm peer to Capital Synergy Partners's 0.00
- Advanced Advisor Group, LLC (MN) - 0.00 disclosures/office, nearest mid-sized firm peer to Capital Synergy Partners's 0.00
- Aurora Securities (MI) - 0.00 disclosures/office, nearest mid-sized firm peer to Capital Synergy Partners's 0.00
- Firms in CA - state roster that includes Capital Synergy Partners's registration home.
- How to Vet a Financial Advisor - Use Capital Synergy Partners's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Capital Synergy Partners's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Capital Synergy Partners.
- Compare firms - put Capital Synergy Partners next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.