CRD #23189 · FINRA BrokerCheck + SEC IAPD

Missionsquare Wealth Management

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Missionsquare Wealth Management ranks #1,499 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #1 of 17 on the same disclosure sort used on the state browse page. Missionsquare Wealth Management carries 5 BrokerCheck disclosures across 33 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
33
branch offices
5
disclosures
#1,499 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 23189 Missionsquare Wealth Management

Missionsquare Wealth Management · Grade B · 5 disc · 0.15/office · Mid-sized firm

  • CRD 23189
  • GRADE B
  • DISC 5
  • REG 3
  • ARB 2
  • CIV 0
  • BRANCH 33
  • PER-OFF 0.15
  • RANK #1,499 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: BNY Mellon Securities Corporation (0.15 disc/office)

BNY Mellon Securities C…0.15Leigh Baldwin & Co., LLC0.15Performance Trust Capit…0.16Missionsquare Wealt… (this)0.15
Disclosures per office among mid-sized firm peers (lower is cleaner)

Missionsquare Wealth Management ranks #1,499 of 20,055 by disclosure count among graded broker-dealers; light load at 0.15 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

33 offices

FINRA: Medium firm

Total disclosures

5 events

On FINRA BrokerCheck

Regulatory events

3 actions

60% of all disclosures

Disclosures per office

0.15 per office

5 ÷ 33 offices

Missionsquare Wealth Management vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 82% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 3
Arbitrations 2
Civil Events 0
Total 5

Counts for Missionsquare Wealth Management reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 3 Arbitration 2 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Washington, DC
CRD Number
23189

Lower disclosures per office

Missionsquare Wealth Management in the heavier-disclosure third

Missionsquare Wealth Management carries 5 BrokerCheck disclosures across 33 branch offices - a heavier-third raw book among graded firms (#1,499 of 20,055). Regulator-initiated events are 60% of the book (3 regulatory / 2 arbitration / 0 civil).

Missionsquare Wealth Management runs 0.15 disclosures per branch office (cleaner than 82% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Missionsquare Wealth Management's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

District of Columbia cohort · 7.73× state average

Missionsquare Wealth Management sits above the District of Columbia disclosure average

Missionsquare Wealth Management reports 5 BrokerCheck disclosures, 7.73× the District of Columbia average of 0.6 across 17 graded firms with a principal-office state on file.

In District of Columbia, 12 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the District of Columbia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Missionsquare Wealth Management sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Missionsquare Wealth Management ranks #1,499 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #1 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Missionsquare Wealth Management?
A grade of B reflects Missionsquare Wealth Management's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 5 total disclosures across 33 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Missionsquare Wealth Management have?
Missionsquare Wealth Management has 5 total FINRA disclosures, including 3 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Missionsquare Wealth Management?
Missionsquare Wealth Management operates 33 branch offices and is classified by FINRA as a medium firm, registered in DC (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Missionsquare Wealth Management's disciplinary record?
You can verify Missionsquare Wealth Management's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 23189. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Missionsquare Wealth Management's 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Missionsquare Wealth Management because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Missionsquare Wealth Management carries 5 disclosures across 33 branch offices (about 0.15 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Missionsquare Wealth Management, both outside DC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.