CRD #17499 · FINRA BrokerCheck + SEC IAPD

Truist Investment Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Truist Investment Services, Inc. ranks #214 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #1 of 58 on the same disclosure sort used on the state browse page. Truist Investment Services, Inc. carries 28 BrokerCheck disclosures across 2,629 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
2,629
branch offices
28
disclosures
#214 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 17499 Truist Investment Services, Inc.

Truist Investment Services, Inc. · Grade B · 28 disc · 0.01/office · National firm

  • CRD 17499
  • GRADE B
  • DISC 28
  • REG 13
  • ARB 15
  • CIV 0
  • BRANCH 2,629
  • PER-OFF 0.01
  • RANK #214 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Northwestern Mutual Investment Services, LLC (0.01 disc/office)

Northwestern Mutual Inv…0.01Principal Securities, Inc.0.01PNC Wealth Management LLC0.01Truist Investment S… (this)0.01
Disclosures per office among national firm peers (lower is cleaner)

Truist Investment Services, Inc. ranks #214 of 20,055 by disclosure count among graded broker-dealers; light load at 0.01 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2,629 offices

FINRA: Large firm

Total disclosures

28 events

On FINRA BrokerCheck

Regulatory events

13 actions

46% of all disclosures

Disclosures per office

0.01 per office

28 ÷ 2,629 offices

Truist Investment Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 98% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 13
Arbitrations 15
Civil Events 0
Total 28

Counts for Truist Investment Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 13 Arbitration 15 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Atlanta, GA
CRD Number
17499

Lower disclosures per office

Truist Investment Services, Inc. in the heavier-disclosure third

Truist Investment Services, Inc. carries 28 BrokerCheck disclosures across 2,629 branch offices - a heavier-third raw book among graded firms (#214 of 20,055). Mix is 13 regulatory, 15 arbitration, and 0 civil (46% regulator share).

Truist Investment Services, Inc. runs 0.01 disclosures per branch office (cleaner than 98% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Truist Investment Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Georgia cohort · 11× state average

Truist Investment Services, Inc. sits above the Georgia disclosure average

Truist Investment Services, Inc. reports 28 BrokerCheck disclosures, 11× the Georgia average of 2.6 across 58 graded firms with a principal-office state on file.

In Georgia, 38 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Georgia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Truist Investment Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Truist Investment Services, Inc. ranks #214 of 20,055 by disclosure count (most disclosures first). Among firms registered in GA, it ranks #1 of 58 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Truist Investment Services, Inc.?
A grade of B reflects Truist Investment Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 28 total disclosures across 2,629 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Truist Investment Services, Inc. have?
Truist Investment Services, Inc. has 28 total FINRA disclosures, including 13 regulatory events, 15 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Truist Investment Services, Inc.?
Truist Investment Services, Inc. operates 2,629 branch offices and is classified by FINRA as a large firm, registered in GA (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Truist Investment Services, Inc.'s disciplinary record?
You can verify Truist Investment Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 17499. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Truist Investment Services, Inc.'s 28 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Truist Investment Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Truist Investment Services, Inc. carries 28 disclosures across 2,629 branch offices (about 0.01 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Truist Investment Services, Inc., both outside GA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.