CRD #129052 · FINRA BrokerCheck + SEC IAPD

PNC Wealth Management LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PNC Wealth Management LLC ranks #331 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #7 of 81 on the same disclosure sort used on the state browse page. PNC Wealth Management LLC carries 19 BrokerCheck disclosures across 1,662 branch offices - light load for a national firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
1,662
branch offices
19
disclosures
#331 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 129052 PNC Wealth Management LLC

PNC Wealth Management LLC · Grade B · 19 disc · 0.01/office · National firm

  • CRD 129052
  • GRADE B
  • DISC 19
  • REG 13
  • ARB 6
  • CIV 0
  • BRANCH 1,662
  • PER-OFF 0.01
  • RANK #331 of 20,055
  • BOOK National firm

Intensity peers

Nearest same-size peer: Principal Securities, Inc. (0.01 disc/office)

Principal Securities, Inc.0.01Ameriprise Financial Se…0.01Truist Investment Servi…0.01PNC Wealth Manageme… (this)0.01
Disclosures per office among national firm peers (lower is cleaner)

PNC Wealth Management LLC ranks #331 of 20,055 by disclosure count among graded broker-dealers; light load at 0.01 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1,662 offices

FINRA: Large firm

Total disclosures

19 events

On FINRA BrokerCheck

Regulatory events

13 actions

68% of all disclosures

Disclosures per office

0.01 per office

19 ÷ 1,662 offices

PNC Wealth Management LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 98% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 13
Arbitrations 6
Civil Events 0
Total 19

Counts for PNC Wealth Management LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 13 Arbitration 6 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Pittsburgh, PA
CRD Number
129052

Lower disclosures per office

PNC Wealth Management LLC in the heavier-disclosure third

PNC Wealth Management LLC carries 19 BrokerCheck disclosures across 1,662 branch offices - a heavier-third raw book among graded firms (#331 of 20,055). Regulator-initiated events are 68% of the book (13 regulatory / 6 arbitration / 0 civil).

PNC Wealth Management LLC runs 0.01 disclosures per branch office (cleaner than 98% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of PNC Wealth Management LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 2.98× state average

PNC Wealth Management LLC sits above the Pennsylvania disclosure average

PNC Wealth Management LLC reports 19 BrokerCheck disclosures, 2.98× the Pennsylvania average of 6.4 across 81 graded firms with a principal-office state on file.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does PNC Wealth Management LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PNC Wealth Management LLC ranks #331 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #7 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for PNC Wealth Management LLC?
A grade of B reflects PNC Wealth Management LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (national firm). It carries 19 total disclosures across 1,662 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does PNC Wealth Management LLC have?
PNC Wealth Management LLC has 19 total FINRA disclosures, including 13 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is PNC Wealth Management LLC?
PNC Wealth Management LLC operates 1,662 branch offices and is classified by FINRA as a large firm, registered in PA (National firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify PNC Wealth Management LLC's disciplinary record?
You can verify PNC Wealth Management LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 129052. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). PNC Wealth Management LLC's 19 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid PNC Wealth Management LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. PNC Wealth Management LLC carries 19 disclosures across 1,662 branch offices (about 0.01 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for PNC Wealth Management LLC, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.