CRD #126588 · FINRA BrokerCheck + SEC IAPD

Velocity Clearing, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Velocity Clearing, LLC ranks #334 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #9 of 114 on the same disclosure sort used on the state browse page. Velocity Clearing, LLC carries 19 BrokerCheck disclosures across 8 branch offices - elevated load for a small firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
8
branch offices
19
disclosures
#334 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 126588 Velocity Clearing, LLC

Velocity Clearing, LLC · Grade C · 19 disc · 2.38/office · Small firm

  • CRD 126588
  • GRADE C
  • DISC 19
  • REG 19
  • ARB 0
  • CIV 0
  • BRANCH 8
  • PER-OFF 2.38
  • RANK #334 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Brown, Lisle/Cummings, Inc. (2.33 disc/office)

Brown, Lisle/Cummings, …2.33First Dallas Securities…2.33Fred Alger & Company, LLC2.33Velocity Clearing, LLC (this)2.38
Disclosures per office among small firm peers (lower is cleaner)

Velocity Clearing, LLC ranks #334 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.38 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Small firm

Total disclosures

19 events

On FINRA BrokerCheck

Regulatory events

19 actions

100% of all disclosures

Disclosures per office

2.38 per office

19 ÷ 8 offices

Velocity Clearing, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 9% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). This entry sits in this band. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 19
Arbitrations 0
Civil Events 0
Total 19

Counts for Velocity Clearing, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 19 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Hazlet, NJ, 07730
Formed
06/11/2010
State of Formation
Delaware
CRD Number
126588
SEC Number
65894

Regulator-heavy mix

Velocity Clearing, LLC in the heavier-disclosure third

Velocity Clearing, LLC carries 19 BrokerCheck disclosures across 8 branch offices - a heavier-third raw book among graded firms (#334 of 20,055). Regulator-initiated events are 100% of the book (19 regulatory / 0 arbitration / 0 civil).

100% of Velocity Clearing, LLC's 19 disclosures are regulator-initiated (19 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Velocity Clearing, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 1.47× state average

Velocity Clearing, LLC sits above the New Jersey disclosure average

Velocity Clearing, LLC reports 19 BrokerCheck disclosures, 1.47× the New Jersey average of 12.9 across 114 graded firms with a principal-office state on file.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Velocity Clearing, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Velocity Clearing, LLC ranks #334 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #9 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Velocity Clearing, LLC?
A grade of C reflects Velocity Clearing, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 19 total disclosures across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Velocity Clearing, LLC have?
Velocity Clearing, LLC has 19 total FINRA disclosures, including 19 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Velocity Clearing, LLC?
Velocity Clearing, LLC operates 8 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Velocity Clearing, LLC's disciplinary record?
You can verify Velocity Clearing, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 126588. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Velocity Clearing, LLC's 19 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Velocity Clearing, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Velocity Clearing, LLC carries 19 disclosures across 8 branch offices (about 2.38 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Velocity Clearing, LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.