Branch offices
1 office
FINRA: Small firm
CRD #31559 · FINRA BrokerCheck + SEC IAPD
PTR, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PTR, Inc. ranks #209 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #5 of 114 on the same disclosure sort used on the state browse page. PTR, Inc. carries 28 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 1
- branch office
- 28
- disclosures
- #209 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 31559 PTR, Inc.
PTR, Inc. · Grade F · 28 disc · 28.00/office · Single-office firm
- CRD 31559
- GRADE F
- DISC 28
- REG 28
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 28.00
- RANK #209 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Acument Securities, Inc. (28.00 disc/office)
PTR, Inc. ranks #209 of 20,055 by disclosure count among graded broker-dealers; heavy load at 28.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
28 events
On FINRA BrokerCheck
Regulatory events
28 actions
100% of all disclosures
Disclosures per office
28.00 per office
28 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
PTR, Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 28 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 28 |
Counts for PTR, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 28 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Collingswood, NJ, 08108
- Formed
- 03/31/1988
- State of Formation
- Pennsylvania
- CRD Number
- 31559
- SEC Number
- 39854
Regulator-heavy mix
PTR, Inc. in the heavier-disclosure third
PTR, Inc. carries 28 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#209 of 20,055). Regulator-initiated events are 100% of the book (28 regulatory / 0 arbitration / 0 civil).
100% of PTR, Inc.'s 28 disclosures are regulator-initiated (28 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of PTR, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New Jersey cohort · 2.17× state average
PTR, Inc. sits above the New Jersey disclosure average
PTR, Inc. reports 28 BrokerCheck disclosures, 2.17× the New Jersey average of 12.9 across 114 graded firms with a principal-office state on file.
In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does PTR, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PTR, Inc. ranks #209 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #5 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for PTR, Inc.?
A grade of F reflects PTR, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 28 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does PTR, Inc. have?
PTR, Inc. has 28 total FINRA disclosures, including 28 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is PTR, Inc.?
PTR, Inc. operates 1 branch office and is classified by FINRA as a small firm, registered in NJ (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify PTR, Inc.'s disciplinary record?
You can verify PTR, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 31559. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). PTR, Inc.'s 28 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid PTR, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. PTR, Inc. carries 28 disclosures across 1 branch office (about 28.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for PTR, Inc., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (28 here).
Read with this firm
- Acument Securities, Inc. - 28.00 disclosures/office, nearest single-office firm peer to PTR, Inc.'s 28.00
- Crowell, Weedon & Co. - 28.00 disclosures/office, nearest single-office firm peer to PTR, Inc.'s 28.00
- Cutler Group, LLC - 28.00 disclosures/office, nearest single-office firm peer to PTR, Inc.'s 28.00
- Firms in NJ - state roster that includes PTR, Inc.'s registration home.
- Red Flags in Advisor Records - How to read PTR, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 28 disclosures behind PTR, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as PTR, Inc..
- Compare firms - put PTR, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.